Filing Details
- Accession Number:
- 0001062993-22-021625
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-07 12:44:51
- Reporting Period:
- 2022-11-03
- Accepted Time:
- 2022-11-07 12:44:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 49071 | Humana Inc | HUM | Hospital & Medical Service Plans (6324) | 610647538 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1712481 | Samir Deshpande | Humana Inc. 500 W Main St Louisville KY 40202 | Chief Information Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Humana Common | Acquisiton | 2022-11-03 | 1,116 | $268.47 | 6,645 | No | 4 | M | Direct | |
| Humana Common | Disposition | 2022-11-03 | 535 | $560.14 | 6,110 | No | 4 | F | Direct | |
| Humana Common | Acquisiton | 2022-11-03 | 324 | $307.97 | 6,434 | No | 4 | M | Direct | |
| Humana Common | Disposition | 2022-11-03 | 179 | $560.14 | 6,255 | No | 4 | F | Direct | |
| Humana Common | Acquisiton | 2022-11-03 | 2,898 | $268.47 | 9,153 | No | 4 | M | Direct | |
| Humana Common | Acquisiton | 2022-11-03 | 5,064 | $307.97 | 14,217 | No | 4 | M | Direct | |
| Humana Common | Disposition | 2022-11-03 | 7,962 | $565.95 | 6,255 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Humana Common | Options | Disposition | 2022-11-03 | 4,014 | $0.00 | 4,014 | $268.47 |
| Humana Common | Options | Disposition | 2022-11-03 | 5,388 | $0.00 | 5,388 | $307.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-02-19 | No | 4 | M | Direct | |
| 0 | 2026-02-25 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Humana Common | Options | $350.79 | 2027-02-24 | 5,730 | 5,730 | Direct | |
| Humana Common | Options | $376.61 | 2028-02-22 | 4,327 | 4,327 | Direct | |
| Humana Common | Options | $425.06 | 2029-02-21 | 3,836 | 3,836 | Direct | |
| Humana Common | Restricted Stock Units | $0.00 | 380 | 380 | Direct | ||
| Humana Common | Restricted Stock Units | $0.00 | 701 | 701 | Direct | ||
| Humana Common | Restricted Stock Units | $0.00 | 1,059 | 1,059 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2027-02-24 | 5,730 | 5,730 | Direct |
| 2028-02-22 | 4,327 | 4,327 | Direct |
| 2029-02-21 | 3,836 | 3,836 | Direct |
| 380 | 380 | Direct | |
| 701 | 701 | Direct | |
| 1,059 | 1,059 | Direct |
Footnotes
- Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three increments from 2/19/19 to 2/19/21.
- Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.
- Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
- Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
- Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
- Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
- Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
- Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
- Shares reported were swapped for the purchase price of options exercised, using FMV on 11/2/2022. Shares were not sold or disposed of for value in return.
- Price reported is weighted average sales price.
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