Filing Details
- Accession Number:
- 0001225208-11-012593
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-29 18:09:29
- Reporting Period:
- 2011-04-27
- Filing Date:
- 2011-04-29
- Accepted Time:
- 2011-04-29 17:09:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927628 | Capital One Financial Corp | COF | State Commercial Banks (6022) | 541719854 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1397863 | Ann Lynn Carter | 1680 Capital One Drive Mclean VA 22102 | President, Banking | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-27 | 90,595 | $18.28 | 216,140 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-27 | 90,595 | $55.52 | 125,545 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2011-04-27 | 90,595 | $0.00 | 90,595 | $18.28 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
181,193 | 2019-01-28 | No | 4 | M | Direct |
Footnotes
- These shares were sold at prices ranging from $55.42 to $55.63. Information regarding the number of shares sold at each price will be provided upon request.
- This option is exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter.