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Home > Insider Trading > Filing (0001209191-22-055689)

Filing Details

Accession Number:: 0001209191-22-055689
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-11-04 07:00:12
Reporting Period:: 2022-11-03

Accepted Time:: 2022-11-04 07:00:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1015739	Aware Inc	AWRE	Services-Prepackaged Software (7372)	042911026

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1810232	Brian David Barcelo	C/O Aware, Inc. 76 Blanchard Road Burlington MA 01803	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2022-11-03	10,000	$1.47	64,390	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (right to buy)	$4.73		2031-02-23	250,000	250,000	Direct
Common Stock	Stock Option (right to buy)	$4.50		2030-05-04	12,500	12,500	Direct
Common Stock	Stock Option (right to buy)	$5.50		2030-05-04	12,500	12,500	Direct
Common Stock	Stock Option (right to buy)	$6.50		2030-05-04	12,500	12,500	Direct
Common Stock	Stock Option (right to buy)	$7.50		2030-05-04	12,500	12,500	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2031-02-23	250,000	250,000	Direct
2030-05-04	12,500	12,500	Direct
2030-05-04	12,500	12,500	Direct
2030-05-04	12,500	12,500	Direct
2030-05-04	12,500	12,500	Direct

Footnotes

Fifty percent of the option will vest on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023.
Vests in 16 equal quarterly installments on the last day of each quarter from July 1, 2020 through June 30, 2024.