Filing Details
- Accession Number:
- 0001062993-22-021549
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-03 19:26:40
- Reporting Period:
- 2022-11-01
- Accepted Time:
- 2022-11-03 19:26:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1950787 | Carolyn Schwab-Pomerantz | 3000 Schwab Way Westlake TX 76262 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-11-01 | 657 | $80.26 | 8,220 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2022-11-01 | 6,270 | $79.82 | 1,739,557 | No | 4 | S | Indirect | by Trust |
| Common Stock | Disposition | 2022-11-02 | 141 | $79.50 | 7,783 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2022-11-02 | 6,270 | $79.29 | 1,733,853 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Indirect | by Trust |
| No | 4 | F | Direct | |
| No | 4 | S | Indirect | by Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 596,456 | Indirect | by Spouse as Trustee |
| Common Stock | 2,798 | Indirect | by LLC |
| Common Stock | 1,457 | Indirect | by 401(k) |
| Common Stock | 3,113 | Indirect | by ESOP |
Footnotes
- Shares withheld for taxes upon the settlement of Restricted Stock Units granted to the reporting person.
- Excludes 1,378 shares previously owned directly that were transferred to a trust on November 1, 2022.
- This transaction was executed in multiple trades at prices ranging from $79.745 to $79.88. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Excludes 296 shares previously owned directly that were transferred to a trust on November 2, 2022.
- This transaction was executed in multiple trades at prices ranging from $79.25 to $79.32. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This information is based on a plan statement as of September 30, 2022.
Billionaire Hedge Funds
