Filing Details
- Accession Number:
- 0001822966-22-000078
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-03 18:25:44
- Reporting Period:
- 2022-11-01
- Accepted Time:
- 2022-11-03 18:25:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1822966 | Nuscale Power Corp | SMR | Heating Equipment, Except Electric & Warm Air Furnaces (3433) | 852715384 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1912965 | Jr N Jose Reyes | 6650 Sw Redwood Lane, Suite 210 Portland OR 97224 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2022-11-01 | 26,895 | $0.64 | 26,895 | No | 4 | M | Indirect | By Jose N. Reyes, Jr. Trust, dated August 2, 2021 |
| Class A Common Stock | Disposition | 2022-11-01 | 26,895 | $11.45 | 0 | No | 4 | S | Indirect | By Jose N. Reyes, Jr. Trust, dated August 2, 2021 |
| Class A Common Stock | Acquisiton | 2022-11-02 | 453,215 | $0.64 | 453,215 | No | 4 | M | Indirect | By Jose N. Reyes, Jr. Trust, dated August 2, 2021 |
| Class A Common Stock | Disposition | 2022-11-02 | 13,250 | $11.38 | 439,965 | No | 4 | S | Indirect | By Jose N. Reyes, Jr. Trust, dated August 2, 2021 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | By Jose N. Reyes, Jr. Trust, dated August 2, 2021 |
| No | 4 | S | Indirect | By Jose N. Reyes, Jr. Trust, dated August 2, 2021 |
| No | 4 | M | Indirect | By Jose N. Reyes, Jr. Trust, dated August 2, 2021 |
| No | 4 | S | Indirect | By Jose N. Reyes, Jr. Trust, dated August 2, 2021 |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2022-11-01 | 26,895 | $0.00 | 26,895 | $0.64 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2022-11-02 | 453,215 | $0.00 | 453,215 | $0.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-02-01 | 2023-09-13 | No | 4 | M | Indirect |
| 0 | 2016-02-01 | 2023-09-13 | No | 4 | M | Indirect |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.25 to $11.61, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.60, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Billionaire Hedge Funds
