Filing Details
- Accession Number:
- 0000927628-22-000297
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-02 16:07:59
- Reporting Period:
- 2022-10-31
- Accepted Time:
- 2022-11-02 16:07:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927628 | Capital One Financial Corp | COF | National Commercial Banks (6021) | 541719854 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1238032 | D Richard Fairbank | 1680 Capital One Drive Mclean VA 22102 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-10-31 | 12,538 | $56.32 | 3,769,560 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-10-31 | 3,582 | $105.60 | 3,765,978 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-10-31 | 8,956 | $106.50 | 3,757,022 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2022-11-01 | 12,538 | $56.32 | 3,769,560 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-11-01 | 12,133 | $107.16 | 3,757,427 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-11-01 | 405 | $107.83 | 3,757,022 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2022-10-31 | 12,538 | $0.00 | 12,538 | $56.32 |
Common Stock | Stock Options | Disposition | 2022-11-01 | 12,538 | $0.00 | 12,538 | $56.32 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
125,377 | 2016-02-10 | 2023-01-30 | No | 4 | M | Direct |
112,839 | 2016-02-10 | 2023-01-30 | No | 4 | M | Direct |
Footnotes
- This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.05 to $105.95. Information regarding the number of shares sold at each price will be provided upon request.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.07 to $106.97. Information regarding the number of shares sold at each price will be provided upon request.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.68 to $107.67. Information regarding the number of shares sold at each price will be provided upon request.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.75 to $107.94. Information regarding the number of shares sold at each price will be provided upon request.