Filing Details

Accession Number:
0001127602-22-024731
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-02 15:46:59
Reporting Period:
2022-11-01
Accepted Time:
2022-11-02 15:46:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137774 Prudential Financial Inc PRU Life Insurance (6311) 223703799
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1795452 F Andrew Sullivan 751 Broad Street, 5Th Floor
Attn: Regulatory Filings Unit
Newark NJ 07102
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-11-01 1,317 $105.99 12,301 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 387 Indirect By 401(k)
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 9, 2022.
  2. Following the transactions reported on this Form 4, Mr. Sullivan continues to hold 12,301 shares directly and 387 shares indirectly in a 401(k) account. Mr. Sullivan also holds an additional 5,310 deferred compensation shares, 21,685 vested stock options, 12,388 unvested stock options, 18,073 restricted stock units, and 88,378 target performance shares (the exact number awarded being dependent on achievement of performance goals).
  3. Amount reported has been adjusted to include 16 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2021, and September 30, 2022, based on a plan statement dated September 30, 2022. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).