Filing Details
- Accession Number:
- 0001437749-22-025436
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-01 18:58:47
- Reporting Period:
- 2020-05-04
- Accepted Time:
- 2022-11-01 18:58:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1447380 | Mobivity Holdings Corp. | MFON | () | CA |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1026505 | B Thomas Akin | 55 North Arizona Place, Suite 310 Chandler AZ 85226 | Yes | No | Yes | No | |
1569502 | Talkot Capital, Llc | 55 North Arizona Place, Suite 310 Chandler AZ 85226 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-05-04 | 61,610 | $0.70 | 6,156,263 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-05-05 | 7,000 | $0.77 | 6,163,263 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-05-11 | 1,000 | $0.80 | 6,164,263 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-05-13 | 24,390 | $0.80 | 6,188,653 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-05-20 | 45 | $0.82 | 6,188,698 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-06-03 | 2,500 | $0.85 | 6,191,198 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-06-16 | 3,455 | $0.82 | 6,194,653 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-12-31 | 1,113,767 | $1.25 | 7,308,420 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2022-05-10 | 1,064,506 | $0.80 | 8,372,926 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2022-05-10 | 1,057,184 | $0.80 | 7,867,220 | No | 4 | A | Indirect | By Talkot Fund |
Common Stock | Acquisiton | 2022-07-11 | 517,292 | $1.25 | 8,890,218 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2022-07-11 | 1,024,167 | $1.25 | 8,891,387 | No | 4 | A | Indirect | By Talkot Fund |
Common Stock | Acquisiton | 2022-09-30 | 625,000 | $0.80 | 9,515,218 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Indirect | By Talkot Fund |
No | 4 | A | Direct | |
No | 4 | A | Indirect | By Talkot Fund |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (right to buy) | Acquisiton | 2022-01-01 | 20,339 | $0.00 | 20,339 | $1.48 |
Common Stock | Warrant (right to buy) | Acquisiton | 2022-02-08 | 517,292 | $0.00 | 517,292 | $1.50 |
Common Stock | Warrant (right to buy) | Acquisiton | 2022-02-23 | 547,214 | $0.00 | 547,214 | $1.50 |
Common Stock | Warrant (right to buy) | Acquisiton | 2022-02-23 | 1,057,184 | $0.00 | 1,057,184 | $1.50 |
Common Stock | Warrant (right to buy) | Acquisiton | 2022-06-10 | 97,876 | $0.00 | 97,876 | $1.50 |
Common Stock | Warrant (right to buy) | Acquisiton | 2022-08-23 | 625,000 | $0.00 | 625,000 | $1.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,339 | 2022-01-01 | 2024-11-17 | No | 4 | A | Direct |
517,292 | 2022-02-08 | 2025-02-08 | No | 4 | A | Direct |
547,214 | 2022-02-23 | 2025-02-23 | No | 4 | A | Direct |
1,057,184 | 2022-02-23 | 2025-02-23 | No | 4 | A | Indirect |
97,876 | 2022-06-10 | 2025-06-10 | No | 4 | A | Direct |
625,000 | 2022-08-23 | 2025-08-23 | No | 4 | A | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.75 to $0.835, inclusive. The reporting persons undertake to provide to Mobivity Holdings Corp., any security holder of Mobivity Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.80 to $0.88, inclusive.
- The reported securities are owned directly by Talkot Fund, L.P., a limited partnership for which Thomas B. Akin makes all voting and investment decisions. Mr. Akin disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. This report is filed jointly by Talkot Fund, L.P. and Mr. Akin.