Filing Details

Accession Number:
0001437749-22-025436
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-11-01 18:58:47
Reporting Period:
2020-05-04
Accepted Time:
2022-11-01 18:58:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1447380 Mobivity Holdings Corp. MFON () CA
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1026505 B Thomas Akin 55 North Arizona Place, Suite 310
Chandler AZ 85226
Yes No Yes No
1569502 Talkot Capital, Llc 55 North Arizona Place, Suite 310
Chandler AZ 85226
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-05-04 61,610 $0.70 6,156,263 No 4 P Direct
Common Stock Acquisiton 2020-05-05 7,000 $0.77 6,163,263 No 4 P Direct
Common Stock Acquisiton 2020-05-11 1,000 $0.80 6,164,263 No 4 P Direct
Common Stock Acquisiton 2020-05-13 24,390 $0.80 6,188,653 No 4 P Direct
Common Stock Acquisiton 2020-05-20 45 $0.82 6,188,698 No 4 P Direct
Common Stock Acquisiton 2020-06-03 2,500 $0.85 6,191,198 No 4 P Direct
Common Stock Acquisiton 2020-06-16 3,455 $0.82 6,194,653 No 4 P Direct
Common Stock Acquisiton 2020-12-31 1,113,767 $1.25 7,308,420 No 4 A Direct
Common Stock Acquisiton 2022-05-10 1,064,506 $0.80 8,372,926 No 4 A Direct
Common Stock Acquisiton 2022-05-10 1,057,184 $0.80 7,867,220 No 4 A Indirect By Talkot Fund
Common Stock Acquisiton 2022-07-11 517,292 $1.25 8,890,218 No 4 A Direct
Common Stock Acquisiton 2022-07-11 1,024,167 $1.25 8,891,387 No 4 A Indirect By Talkot Fund
Common Stock Acquisiton 2022-09-30 625,000 $0.80 9,515,218 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 A Direct
No 4 A Direct
No 4 A Indirect By Talkot Fund
No 4 A Direct
No 4 A Indirect By Talkot Fund
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant (right to buy) Acquisiton 2022-01-01 20,339 $0.00 20,339 $1.48
Common Stock Warrant (right to buy) Acquisiton 2022-02-08 517,292 $0.00 517,292 $1.50
Common Stock Warrant (right to buy) Acquisiton 2022-02-23 547,214 $0.00 547,214 $1.50
Common Stock Warrant (right to buy) Acquisiton 2022-02-23 1,057,184 $0.00 1,057,184 $1.50
Common Stock Warrant (right to buy) Acquisiton 2022-06-10 97,876 $0.00 97,876 $1.50
Common Stock Warrant (right to buy) Acquisiton 2022-08-23 625,000 $0.00 625,000 $1.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,339 2022-01-01 2024-11-17 No 4 A Direct
517,292 2022-02-08 2025-02-08 No 4 A Direct
547,214 2022-02-23 2025-02-23 No 4 A Direct
1,057,184 2022-02-23 2025-02-23 No 4 A Indirect
97,876 2022-06-10 2025-06-10 No 4 A Direct
625,000 2022-08-23 2025-08-23 No 4 A Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.75 to $0.835, inclusive. The reporting persons undertake to provide to Mobivity Holdings Corp., any security holder of Mobivity Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.80 to $0.88, inclusive.
  3. The reported securities are owned directly by Talkot Fund, L.P., a limited partnership for which Thomas B. Akin makes all voting and investment decisions. Mr. Akin disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. This report is filed jointly by Talkot Fund, L.P. and Mr. Akin.