Filing Details
- Accession Number:
- 0000899243-22-034704
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-01 17:28:51
- Reporting Period:
- 2022-10-28
- Accepted Time:
- 2022-11-01 17:28:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1831868 | Seastar Medical Holding Corp | ICU | Surgical & Medical Instruments & Apparatus (3841) | 853681132 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1951901 | Trust Plan Pension Employees' Carbide Union | Sylvia Stoesser Center 2211 H.h. Dow Way Midland MI 48674 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-10-28 | 2,766,555 | $0.00 | 2,766,555 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2022-10-28 | 200,000 | $0.00 | 2,966,555 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants (Right to Buy) | Acquisiton | 2022-10-28 | 1,151 | $0.00 | 1,151 | $10.00 |
Common Stock | Warrants (Right to Buy) | Acquisiton | 2022-10-28 | 200,000 | $0.00 | 200,000 | $11.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,151 | 2025-06-20 | No | 4 | A | Direct | |
200,000 | 2027-10-28 | No | 4 | P | Direct |
Footnotes
- On October 28, 2022, LMF Acquisition Opportunities, Inc., a Delaware corporation ("LMF"), consummated a business combination (the "Business Combination") by and among LMF, LMF Merger Sub, Inc., a Delaware corporation and directly wholly-owned subsidiary of LMF ("Merger Sub") and SeaStar Medical, Inc., a Delaware corporation ("SeaStar Medical"), pursuant to which SeaStar Medical merged with and into Merger Sub, with SeaStar Medical continuing as the surviving entity in the merger as a wholly-owned subsidiary of LMF, and with LMF changing its name to SeaStar Medical Holding Corporation ("SeaStar Medical Holdings"). As part of the Business Combination each share of SeaStar Medical stock was exchanged for 1.20321 shares of common stock of SeaStar Medical Holdings ("Common Stock").
- In a concurrent private placement in connection with the Business Combination, the Reporting Person acquired 200,000 shares of Common Stock and warrants to purchase 200,000 shares of Common Stock for an aggregate purchase price of $2,000,000.
- The warrants are fully exercisable.
- As part of the Business Combination, each SeaStar Medical warrant was exchanged for a warrant to purchase 1.20321 shares of Common Stock.
- The warrants are fully exercisable