Filing Details
- Accession Number:
- 0001140361-22-039376
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-11-01 16:10:32
- Reporting Period:
- 2022-10-28
- Accepted Time:
- 2022-11-01 16:10:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1822966 | Nuscale Power Corp | SMR | Heating Equipment, Except Electric & Warm Air Furnaces (3433) | 852715384 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1929007 | Ds Private Equity Co., Ltd. | One International Finance Centre 14Th Fl 10, Gukjegeumyung-Ro, Yeongdeungpo-Gu Seoul M5 07326 | No | No | No | No | |
1929382 | Jang Soo Dok | 10, Gukjegeumyung-Ro, Yeongdeungpo-Gu 14Th Floor Seoul M5 07326 | No | No | No | No | |
1929488 | Ds Asset Management Co., Ltd. | 10, Gukjegeumyung-Ro, Yeongdeungpo-Gu 14Th Floor Seoul M5 07326 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2022-10-28 | 98,283 | $11.54 | 2,539,061 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2022-10-31 | 49,405 | $11.37 | 2,489,656 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 5,210,000 | Direct | |
Class A Common Stock | 7,699,656 | Indirect | By DS Private Equity Co., Ltd. and DS Asset Management Co., Ltd. |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock of NuScale Power Corporation (the "Company") were sold by DS Asset Management Co., Ltd. in multiple transactions at prices ranging from $11.50 to $11.75, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock of the Company were sold by DS Asset Management Co., Ltd. in multiple transactions at prices ranging from $11.30 to $11.56, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- DS Private Equity Co., Ltd. beneficially owns 5,210,000 shares of Class A Common Stock of the Issuer directly.
- Dok Soo Jang beneficially owns shares of Class A Common Stock indirectly through his 60% ownership of DS Private Equity Co., Ltd. and his 87.6% ownership of DS Asset Management Co., Ltd.
- Each of DS Asset Management Co., Ltd. and Mr. Jang disclaim beneficial ownership of the reported shares of Class A Common Stock held by DS Private Equity Co., Ltd. and each of DS Private Equity Co., Ltd. and Mr. Jang disclaim beneficial ownership of the reported shares of Class A Common Stock held by DS Asset Management Co., Ltd., except in each case, to the extent of its or his pecuniary interest therein. This report shall not be deemed an admission that DS Private Equity, DS Asset Management or Mr. Jang are beneficial owners of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.