Filing Details

Accession Number:
0000899243-22-034606
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-10-31 21:18:44
Reporting Period:
2022-07-20
Accepted Time:
2022-10-31 21:18:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1531978 Paragon 28 Inc. FNA Surgical & Medical Instruments & Apparatus (3841) 273170186
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1938249 Lee Rosenthal C/O Paragon 28, Inc.
14445 Grasslands Dive
Englewood CO 80112
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-08-05 29,748 $19.61 663,723 No 4 S Direct
Common Stock Acquisiton 2022-08-08 2,190 $5.40 665,913 No 4 M Direct
Common Stock Acquisiton 2022-08-08 25,000 $6.60 690,913 No 4 M Direct
Common Stock Acquisiton 2022-08-08 12,500 $6.60 703,413 No 4 M Direct
Common Stock Disposition 2022-08-08 39,690 $19.53 663,723 No 4 S Direct
Common Stock Disposition 2022-08-08 95,031 $19.51 568,692 No 4 S Direct
Common Stock Disposition 2022-08-10 150,609 $20.05 418,083 No 4 S Direct
Common Stock Disposition 2022-08-10 114,775 $20.62 303,308 No 4 S Direct
Common Stock Disposition 2022-08-11 49,498 $20.66 253,810 No 4 S Direct
Common Stock Disposition 2022-08-11 12,030 $21.04 241,780 No 4 S Direct
Common Stock Disposition 2022-08-15 64,519 $20.30 177,261 No 4 S Direct
Common Stock Disposition 2022-08-16 2,615 $20.10 174,646 No 4 S Direct
Common Stock Disposition 2022-09-12 25,674 $19.06 148,972 No 4 S Direct
Common Stock Disposition 2022-09-14 5,836 $19.07 143,136 No 4 S Direct
Common Stock Disposition 2022-09-15 2,200 $19.13 140,936 No 4 S Direct
Common Stock Disposition 2022-10-04 4,328 $19.10 136,608 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,214,165 Indirect See Footnote
Common Stock 281,530 Indirect See Footnote
Common Stock 104,135 Indirect See Footnote
Footnotes
  1. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.50 to $19.75 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.50 to $19.86 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.30 to $19.82 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.50 to $20.49 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.50 to $20.85 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.96 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  7. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.08 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  8. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.49 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  9. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.115 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  10. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.205 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  11. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.15 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  12. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.42 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  13. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.265 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  14. Shares held by Rosenthal Investment Company, LLC, of which the Reporting Person is the managing member.
  15. Shares held in an IRA for the benefit of Mr. Rosenthal.
  16. Shares held in an IRA for the benefit of Mr. Rosenthal's spouse.