Filing Details
- Accession Number:
- 0000899243-22-034606
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-10-31 21:18:44
- Reporting Period:
- 2022-07-20
- Accepted Time:
- 2022-10-31 21:18:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1531978 | Paragon 28 Inc. | FNA | Surgical & Medical Instruments & Apparatus (3841) | 273170186 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1938249 | Lee Rosenthal | C/O Paragon 28, Inc. 14445 Grasslands Dive Englewood CO 80112 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-08-05 | 29,748 | $19.61 | 663,723 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2022-08-08 | 2,190 | $5.40 | 665,913 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2022-08-08 | 25,000 | $6.60 | 690,913 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2022-08-08 | 12,500 | $6.60 | 703,413 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-08-08 | 39,690 | $19.53 | 663,723 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-08-08 | 95,031 | $19.51 | 568,692 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-08-10 | 150,609 | $20.05 | 418,083 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-08-10 | 114,775 | $20.62 | 303,308 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-08-11 | 49,498 | $20.66 | 253,810 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-08-11 | 12,030 | $21.04 | 241,780 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-08-15 | 64,519 | $20.30 | 177,261 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-08-16 | 2,615 | $20.10 | 174,646 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-09-12 | 25,674 | $19.06 | 148,972 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-09-14 | 5,836 | $19.07 | 143,136 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-09-15 | 2,200 | $19.13 | 140,936 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-10-04 | 4,328 | $19.10 | 136,608 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,214,165 | Indirect | See Footnote |
Common Stock | 281,530 | Indirect | See Footnote |
Common Stock | 104,135 | Indirect | See Footnote |
Footnotes
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.50 to $19.75 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.50 to $19.86 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.30 to $19.82 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.50 to $20.49 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.50 to $20.85 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.96 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.08 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.49 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.115 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.205 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.15 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.42 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.265 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Shares held by Rosenthal Investment Company, LLC, of which the Reporting Person is the managing member.
- Shares held in an IRA for the benefit of Mr. Rosenthal.
- Shares held in an IRA for the benefit of Mr. Rosenthal's spouse.