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Filing Details

Accession Number:: 0000899243-22-034604
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-10-31 21:16:01
Reporting Period:: 2022-07-20

Accepted Time:: 2022-10-31 21:16:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1531978	Paragon 28 Inc.	FNA	Surgical & Medical Instruments & Apparatus (3841)	273170186

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1938249	Lee Rosenthal	C/O Paragon 28, Inc. 14445 Grasslands Dive Englewood CO 80112		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2022-07-20	42,865	$0.60	1,185,300	No	4	M	Direct
Common Stock	Disposition	2022-07-20	42,865	$18.63	1,142,435	No	4	S	Direct
Common Stock	Disposition	2022-07-20	71,061	$18.68	1,071,374	No	4	S	Direct
Common Stock	Acquisiton	2022-07-21	32,135	$0.60	1,103,509	No	4	M	Direct
Common Stock	Acquisiton	2022-07-21	25,000	$0.60	1,128,509	No	4	M	Direct
Common Stock	Acquisiton	2022-07-21	1,036	$1.20	1,129,545	No	4	M	Direct
Common Stock	Disposition	2022-07-21	58,171	$18.48	1,071,374	No	4	S	Direct
Common Stock	Disposition	2022-07-21	27,838	$18.47	1,043,536	No	4	S	Direct
Common Stock	Disposition	2022-07-22	5,000	$0.00	1,038,536	No	4	G	Direct
Common Stock	Disposition	2022-07-22	1,541	$18.29	1,036,995	No	4	S	Direct
Common Stock	Acquisiton	2022-07-25	20,813	$1.20	1,057,808	No	4	M	Direct
Common Stock	Disposition	2022-07-25	20,813	$18.53	1,036,995	No	4	S	Direct
Common Stock	Disposition	2022-07-25	37,292	$18.51	999,703	No	4	S	Direct
Common Stock	Acquisiton	2022-07-26	28,151	$1.20	1,027,854	No	4	M	Direct
Common Stock	Acquisiton	2022-07-26	21,849	$4.60	1,049,703	No	4	M	Direct
Common Stock	Disposition	2022-07-26	50,000	$18.86	999,703	No	4	S	Direct
Common Stock	Disposition	2022-07-26	6,296	$18.90	993,407	No	4	S	Direct
Common Stock	Acquisiton	2022-07-27	28,151	$4.60	1,021,558	No	4	M	Direct
Common Stock	Acquisiton	2022-07-27	17,962	$5.40	1,039,520	No	4	M	Direct
Common Stock	Disposition	2022-07-27	46,113	$19.44	993,407	No	4	S	Direct
Common Stock	Disposition	2022-07-27	84,131	$19.29	909,276	No	4	S	Direct
Common Stock	Acquisiton	2022-07-28	100	$5.40	909,376	No	4	M	Direct
Common Stock	Disposition	2022-07-28	100	$19.54	909,276	No	4	S	Direct
Common Stock	Disposition	2022-07-28	5,080	$19.03	904,196	No	4	S	Direct
Common Stock	Disposition	2022-07-29	1,290	$19.00	902,906	No	4	S	Direct
Common Stock	Disposition	2022-08-01	6,372	$19.02	896,534	No	4	S	Direct
Common Stock	Disposition	2022-08-03	73,408	$19.32	823,126	No	4	S	Direct
Common Stock	Disposition	2022-08-04	39,937	$19.56	783,189	No	4	S	Direct
Common Stock	Disposition	2022-08-05	119,466	$19.56	663,723	No	4	S	Direct
Common Stock	Acquisiton	2022-08-05	29,748	$5.40	693,471	No	4	M	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	G	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2022-07-20	42,865	$0.00	42,865	$0.60
Common Stock	Stock Option (Right to Buy)	Disposition	2022-07-21	32,135	$0.00	32,135	$0.60
Common Stock	Stock Option (Right to Buy)	Disposition	2022-07-21	25,000	$0.00	25,000	$0.60
Common Stock	Stock Option (Right to Buy)	Disposition	2022-07-21	1,036	$0.00	1,036	$1.20
Common Stock	Stock Option (Right to Buy)	Disposition	2022-07-25	20,813	$0.00	20,813	$1.20
Common Stock	Stock Option (Right to Buy)	Disposition	2022-07-26	28,151	$0.00	28,151	$1.20
Common Stock	Stock Option (Right to Buy)	Disposition	2022-07-26	21,849	$0.00	21,849	$4.60
Common Stock	Stock Option (Right to Buy)	Disposition	2022-07-27	28,151	$0.00	28,151	$4.60
Common Stock	Stock Option (Right to Buy)	Disposition	2022-07-27	17,962	$0.00	17,962	$5.40
Common Stock	Stock Option (Right to Buy)	Disposition	2022-07-28	100	$0.00	100	$5.40
Common Stock	Stock Option (Right to Buy)	Disposition	2022-08-05	29,748	$0.00	29,748	$5.40
Common Stock	Stock Option (Right to Buy)	Disposition	2022-08-08	2,190	$0.00	2,190	$5.40
Common Stock	Stock Option (Right to Buy)	Disposition	2022-08-08	25,000	$0.00	25,000	$6.60
Common Stock	Stock Option (Right to Buy)	Disposition	2022-08-08	12,500	$0.00	12,500	$6.60

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
32,135	2025-01-01	No	4	M	Direct
0	2025-01-01	No	4	M	Direct
0	2025-12-31	No	4	M	Direct
48,964	2026-12-31	No	4	M	Direct
28,151	2026-12-31	No	4	M	Direct
0	2026-12-31	No	4	M	Direct
28,151	2027-12-31	No	4	M	Direct
0	2027-12-31	No	4	M	Direct
32,038	2028-12-31	No	4	M	Direct
31,938	2028-12-31	No	4	M	Direct
2,190	2028-12-31	No	4	M	Direct
0	2028-12-31	No	4	M	Direct
0	2029-12-31	No	4	M	Direct
12,500	2030-12-31	No	4	M	Direct

Footnotes

The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.60 to $18.82 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.35 to $18.975 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.45 to $18.63 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.33 to $18.625 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.03 to $18.58 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.50 to $18.645 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.45 to $18.64 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.85 to $18.91 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.25 to $19.59 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.905 to $19.60 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.51 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.06 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.60 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $20.00 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.7775 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option is fully vested and exercisable.
50% of the shares subject to the option vest annually measured from December 31, 2020 (the 'Vesting Commencement Date'), such that 100% of the shares subject to the option will be fully vested and exercisable on the second anniversary of the Vesting Commencement Date.