Filing Details
- Accession Number:
- 0001731289-22-000245
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-10-31 19:53:47
- Reporting Period:
- 2022-10-27
- Accepted Time:
- 2022-10-31 19:53:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1731289 | Nikola Corp | NKLA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1389418 | A Mark Russell | 4141 E Broadway Road Phoenix AZ 85040 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-10-27 | 75,000 | $1.06 | 2,887,346 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-10-27 | 1,500 | $3.10 | 2,885,846 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-10-27 | 73,500 | $3.09 | 2,812,346 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-10-28 | 75,000 | $1.06 | 2,887,346 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-10-28 | 1,500 | $3.14 | 2,885,846 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-10-28 | 73,500 | $3.14 | 2,812,346 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2022-10-27 | 75,000 | $0.00 | 75,000 | $1.06 |
| Common Stock | Stock Option (right to buy) | Disposition | 2022-10-28 | 75,000 | $0.00 | 75,000 | $1.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,352,185 | 2029-02-26 | No | 4 | M | Direct | |
| 6,277,185 | 2029-02-26 | No | 4 | M | Direct |
Footnotes
- The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- This transaction was executed in multiple trades at prices ranging from $3.04 to $3.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $3.03 to $3.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $3.06 to $3.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $3.04 to $3.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- Option is fully vested and exercisable.
Billionaire Hedge Funds
