Filing Details
- Accession Number:
- 0001480248-11-000102
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-29 12:02:22
- Reporting Period:
- 2011-06-28
- Filing Date:
- 2011-06-29
- Accepted Time:
- 2011-06-29 12:02:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1394954 | Gt Solar International Inc. | SOLR | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1325214 | Thomas Gutierrez | Gt Solar International Inc. 243 Daniel Webster Highway Merrimack NH 03054 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Acquisiton | 2011-06-28 | 55,558 | $5.36 | 97,745 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2011-06-28 | 32,270 | $16.00 | 65,475 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2011-06-29 | 3,960 | $16.25 | 61,515 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Stock Option (Right to Buy) | Disposition | 2011-06-28 | 55,558 | $0.00 | 55,558 | $5.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 606,202 | 2019-10-29 | No | 4 | M | Direct |
Footnotes
- Sale of these shares were made by Mr. Gutierrez pursuant to a Rule 10b5-1 Plan adopted on March 11, 2011.
- The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $16.16 to $116.31. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Of these options, one fourth vested on October 29, 2010, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to October 2010.
Billionaire Hedge Funds
