Filing Details
- Accession Number:
- 0000899243-22-034362
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-10-27 20:30:40
- Reporting Period:
- 2022-10-25
- Accepted Time:
- 2022-10-27 20:30:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1851003 | Zeta Global Holdings Corp. | ZETA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1241677 | H Robert Niehaus | 600 Lexington Ave., 31St Floor New York NY 10022 | Yes | No | No | No | |
1505993 | Greenhill Capital Partners (Ghl) Iii, L.p. | 600 Lexington Ave. 31St Floor New York NY 10022 | No | No | No | Yes | |
1505994 | Greenhill Capital Partners (Employees) Iii, L.p. | 600 Lexington Ave. 31St Floor New York NY 10022 | No | No | No | Yes | |
1505995 | Greenhill Capital Partners (Cayman Islands) Iii, L.p. | 600 Lexington Ave. 31St Floor New York NY 10022 | No | No | No | Yes | |
1505996 | Greenhill Capital Partners Iii, L.p. | 600 Lexington Ave., 31St Floor New York NY 10022 | No | No | No | Yes | |
1724988 | Gcp Capital Partners (Cayman) Iv, L.p. | 600 Lexington Ave. 31St Floor New York NY 10022 | No | No | No | Yes | |
1724991 | Gcp Capital Partners Iv, L.p. | 600 Lexington Ave. 31St Floor New York NY 10022 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-10-25 | 38,735 | $8.01 | 16,908,156 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2022-10-26 | 56,690 | $8.04 | 16,851,466 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2022-10-27 | 54,039 | $8.01 | 16,797,427 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 35,128 | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2022.
- The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $8.00 to $8.05, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Zeta Global Holdings Corp., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- The general partner of Greenhill III GP is GCP Managing Partner III GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. The general partner of GCP IV GP is GCP Managing Partner IV GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. Mr. Niehaus, a member of the Issuer's board of directors, is a member of the investment committee of Greenhill Capital Partners, and may be deemed to share voting and investment power over the shares held by the entities associated with Greenhill Capital Partners.
- The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $8.00 to $8.16, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Zeta Global Holdings Corp., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- Aggregate shares sold consist of (i) 75,112 shares of Class A common stock held directly by Greenhill Capital Partners III, L.P., of which GCP Managing Partner III, L.P. ("Greenhill III GP") is the general partner; (ii) 14,714 shares of Class A common stock held directly by Greenhill Capital Partners (Cayman Islands) III, L.P., of which Greenhill III GP is the general partner; (iii) 31,327 shares of Class A common stock held directly by Greenhill Capital Partners (Employees) III, L.P. of which Greenhill III GP is the general partner; (iv) 13,567 shares of Class A common stock held directly by Greenhill Capital Partners (GHL) III, L.P. of which Greenhill III GP is the general partner; (v) 14,471 shares of Class A common stock held directly by GCP Capital Partners IV, L.P. of which GCP Managing Partner IV, L.P. ("GCP IV GP") is the general partner; and
- (Continued from Footnote 5) (vi) 273 shares of Class A common stock held directly by GCP Capital Partners (Cayman) IV, L.P. of which GCP IV GP is the general partner.
- The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $8.00 to $8.14, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Zeta Global Holdings Corp., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- Total shares consists of: (i) 7,980,587 shares of Class A common stock held directly by Greenhill Capital Partners III, L.P.; (ii) 1,563,224 shares of Class A common stock held directly by Greenhill Capital Partners (Cayman Islands) III, L.P.; (iii) 3,328,413 shares of Class A common stock held directly by Greenhill Capital Partners (Employees) III, L.P.; (iv) 1,441,558 shares of Class A common stock held directly by Greenhill Capital Partners (GHL) III, L.P.; (v) 1,557,376 shares of Class A common stock held directly by GCP Capital Partners IV, L.P.; and (vi) 29,338 shares of Class A common stock held directly by GCP Capital Partners (Cayman) IV, L.P.. Also includes 896,931 shares of restricted Class A common stock.