Home > Insider Trading > Filing (0001225208-22-011166)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
26172	Cummins Inc	CMI	Engines & Turbines (3510)	350257090

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1629977	A Tracy Embree	500 Jackson Street Columbus IN 47201	President - Distribution	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common	Acquisiton	2022-10-26	9,205	$109.09	29,061	No	4	M	Direct
Common	Acquisiton	2022-10-26	1,910	$111.84	30,971	No	4	M	Direct
Common	Disposition	2022-10-26	12,535	$238.17	18,436	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common	Stock Option (Right-to-Buy)	Disposition	2022-10-26	1,910	$0.00	1,910	$111.84
Common	Stock Option (Right-to-Buy)	Disposition	2022-10-26	9,205	$0.00	9,205	$109.09

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2015-04-02	2023-04-02	No	4	M	Direct
10,205	2019-04-04	2026-04-04	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common	47	Indirect	By 401(k) Plan

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common	Stock Option (Right-to-Buy)	$136.82	2018-04-02	2025-04-02	6,700	6,700	Direct
Common	Stock Option (Right-to-Buy)	$142.12	2023-04-06	2030-04-06	13,320	13,320	Direct
Common	Stock Option (Right-to-Buy)	$149.34	2017-04-02	2024-04-02	1,420	1,420	Direct
Common	Stock Option (Right-to-Buy)	$149.72	2020-04-03	2027-04-03	13,760	13,760	Direct
Common	Stock Option (Right-to-Buy)	$160.10	2021-04-03	2028-04-03	9,560	9,560	Direct
Common	Stock Option (Right-to-Buy)	$163.43	2022-04-04	2029-04-04	13,570	13,570	Direct
Common	Stock Option (Right-to-Buy)	$166.18	2022-10-16	2029-10-16	1,850	1,850	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2025-04-02	6,700	6,700	Direct
2030-04-06	13,320	13,320	Direct
2024-04-02	1,420	1,420	Direct
2027-04-03	13,760	13,760	Direct
2028-04-03	9,560	9,560	Direct
2029-04-04	13,570	13,570	Direct
2029-10-16	1,850	1,850	Direct

Footnotes

Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $238.00 - $238.68. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.