Home > Insider Trading > Filing (0000904454-11-000310)

Filing Details

Accession Number:: 0000904454-11-000310
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-06-28 19:37:01
Reporting Period:: 2011-06-24

Filing Date:: 2011-06-28
Accepted Time:: 2011-06-28 19:37:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1418862	Kior Inc	KIOR	Industrial Organic Chemicals (2860)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1524114	L Stuart Peterson	C/O Artis Capital Management, L.p. One Market Plaza, Steuart Tower, 27Th Fl San Francisco CA 94105		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2011-06-24	2,250,000	$15.00	14,116,584	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2011-06-24	313,608	$14.98	14,430,192	No	4	P	Indirect	See footnote
Class A Common Stock	Acquisiton	2011-06-24	11,866,584	$0.00	11,866,584	No	4	C	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	C	Indirect	See footnote

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Series B Preferred Stock	Disposition	2011-06-24	10,199,918	$0.00	10,199,918	$0.00
Class A Common Stock	Series C Preferred Stock	Disposition	2011-06-24	1,666,666	$0.00	1,666,666	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Indirect
0			No	4	C	Indirect

Footnotes

Upon the closing of the Issuer's initial public offering, each outstanding share of Series B Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock and each outstanding share of Series C Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock at a conversion price equal to 80% of the initial public offering price. Based on the initial public offering price of $15.00, each share of Series C Preferred Stock converted into 0.4085 shares of Class A Common Stock.
Shares allocated to the investment funds listed in footnote (3) below in connection with the Issuer's initial public offering.
The Series B Preferred Stock was held by Artis Partners, L.P., Artis Partners (Institutional), L.P., Artis Partners Ltd., Artis Partners 2X, L.P., Artis Partners 2X (Institutional), L.P., Artis Partners 2X Ltd., Artis Aggressive Growth, L.P., Artis Aggressive Growth Master Fund, L.P., Artis Private Growth Partners, L.P. and Artis Private Growth Entrepreneurs Fund, L.P. The Series C Preferred Stock was held by Artis Partners 2X, L.P., Artis Partners 2X (Institutional), L.P., Artis Partners 2X Ltd., Artis Private Growth Partners II, L.P. and APG2, L.P.
Artis Capital Management, L.P. ("ACM") is a registered investment adviser and serves as investment adviser to the investment funds listed in footnote (3) and footnote (5). Artis Capital Management, Inc. ("ACMI") is the general partner of ACM. Mr. Peterson is the President of ACMI and the controlling owner of ACM and ACMI. By virtue of these relationships, Mr. Peterson may be deemed to beneficially own the securities of the Issuer held by the investment funds; however, he disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
The Class A Common Stock is held by each of the investment funds listed in footnote (3) and by Artis Clean Tech Partners (Institutional), L.P. and Artis Clean Tech Partners Master Fund, L.P.
The transactions occurred at prices ranging from $14.75 - $15.00. The Reporting Person undertakes, upon request by the SEC staff, the Issuer or a securityholder of the Issuer, to provide full information regarding the number of shares purchased or sold at each separate price.