Filing Details
- Accession Number:
- 0001181431-11-038523
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-28 19:36:32
- Reporting Period:
- 2011-06-27
- Filing Date:
- 2011-06-28
- Accepted Time:
- 2011-06-28 19:36:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1389870 | Omni Bio Pharmaceutical Inc. | OMBP | Biological Products, (No Disgnostic Substances) (2836) | 208097969 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1120570 | D James Crapo | 5350 South Roslyn Suite 430 Greenwood Village CO 80111 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-27 | 40,000 | $0.00 | 340,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants (Right to Buy) | Acquisiton | 2011-06-27 | 40,000 | $0.00 | 40,000 | $2.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
40,000 | 2011-06-27 | 2016-06-27 | No | 4 | P | Direct |
Footnotes
- The reporting person purchased 40,000 Units from the issuer in a private placement transaction for $1.25 per Unit. Each Unit consists of one share of the issuer's common stock and one warrant to purchase one share of the issuer's common stock.
- Includes 300,000 restricted stock units that can only be settled in common stock of the issuer. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest in three equal installments on March 1, 2012, March 1, 2013 and March 1, 2014.