Filing Details

Accession Number:
0000904454-11-000308
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-28 19:34:22
Reporting Period:
2011-06-24
Filing Date:
2011-06-28
Accepted Time:
2011-06-28 19:34:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1418862 Kior Inc KIOR Industrial Organic Chemicals (2860) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1298527 Ltd 2X Partners Artis P.o. Box 896 Harbour Center, 2Nd Floor
North Church St.
Georgetown E9 00000
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2011-06-24 3,588,054 $0.00 3,588,054 No 4 C Direct
Class A Common Stock Acquisiton 2011-06-24 551,033 $15.00 4,139,087 No 4 J Direct
Class A Common Stock Acquisiton 2011-06-24 290,636 $14.98 4,429,723 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 J Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Series B Preferred Stock Disposition 2011-06-24 2,983,110 $0.00 2,983,110 $0.00
Class A Common Stock Series C Preferred Stock Disposition 2011-06-24 604,944 $0.00 604,944 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
Footnotes
  1. Upon the closing of the Issuer's initial public offering, each outstanding share of Series B Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock and each outstanding share of Series C Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock at a conversion price equal to 80% of the initial public offering price. Based on the initial public offering price of $15.00, each share of Series C Preferred Stock converted into 0.4085 shares of Class A Common Stock.
  2. Shares allocated to the Reporting Person in connection with the Issuer's initial public offering.