Filing Details
- Accession Number:
- 0000904454-11-000308
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-28 19:34:22
- Reporting Period:
- 2011-06-24
- Filing Date:
- 2011-06-28
- Accepted Time:
- 2011-06-28 19:34:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1418862 | Kior Inc | KIOR | Industrial Organic Chemicals (2860) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1298527 | Ltd 2X Partners Artis | P.o. Box 896 Harbour Center, 2Nd Floor North Church St. Georgetown E9 00000 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2011-06-24 | 3,588,054 | $0.00 | 3,588,054 | No | 4 | C | Direct | |
Class A Common Stock | Acquisiton | 2011-06-24 | 551,033 | $15.00 | 4,139,087 | No | 4 | J | Direct | |
Class A Common Stock | Acquisiton | 2011-06-24 | 290,636 | $14.98 | 4,429,723 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | J | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Series B Preferred Stock | Disposition | 2011-06-24 | 2,983,110 | $0.00 | 2,983,110 | $0.00 |
Class A Common Stock | Series C Preferred Stock | Disposition | 2011-06-24 | 604,944 | $0.00 | 604,944 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- Upon the closing of the Issuer's initial public offering, each outstanding share of Series B Preferred Stock automatically converted into one share of the Issuer's Class A Common Stock and each outstanding share of Series C Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock at a conversion price equal to 80% of the initial public offering price. Based on the initial public offering price of $15.00, each share of Series C Preferred Stock converted into 0.4085 shares of Class A Common Stock.
- Shares allocated to the Reporting Person in connection with the Issuer's initial public offering.