Filing Details
- Accession Number:
- 0001664998-22-000110
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-10-25 21:24:12
- Reporting Period:
- 2022-10-21
- Accepted Time:
- 2022-10-25 21:24:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1664998 | Knowbe4 Inc. | KNBE | Services-Computer Programming, Data Processing, Etc. (7370) | 273205919 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1842466 | Shrikrishna Venkataraman | C/O Knowbe4, Inc. 33 N. Garden Avenue Clearwater FL 33755 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2022-10-21 | 28,105 | $0.00 | 405,292 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2022-10-21 | 28,105 | $24.50 | 377,187 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2022-10-24 | 158,286 | $0.00 | 535,473 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2022-10-24 | 158,286 | $24.52 | 377,187 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2022-10-25 | 88,299 | $0.00 | 465,486 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2022-10-25 | 88,299 | $24.55 | 377,187 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Option (right to buy) | Disposition | 2022-10-21 | 9,269 | $0.00 | 9,269 | $1.02 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2022-10-21 | 9,269 | $1.02 | 9,269 | $0.00 |
| Class B Common Stock | Stock Option (right to buy) | Disposition | 2022-10-21 | 9,300 | $0.00 | 9,300 | $3.42 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2022-10-21 | 9,300 | $3.42 | 9,300 | $0.00 |
| Class B Common Stock | Stock Option (right to buy) | Disposition | 2022-10-21 | 9,536 | $0.00 | 9,536 | $4.97 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2022-10-21 | 9,536 | $4.97 | 9,536 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2022-10-21 | 28,105 | $0.00 | 28,105 | $0.00 |
| Class B Common Stock | Stock Option (right to buy) | Disposition | 2022-10-24 | 96,192 | $0.00 | 96,192 | $1.02 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2022-10-24 | 96,192 | $1.02 | 96,192 | $0.00 |
| Class B Common Stock | Stock Option (right to buy) | Disposition | 2022-10-24 | 59,760 | $0.00 | 59,760 | $3.42 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2022-10-24 | 59,760 | $3.42 | 59,760 | $0.00 |
| Class B Common Stock | Stock Option (right to buy) | Disposition | 2022-10-24 | 2,334 | $0.00 | 2,334 | $4.97 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2022-10-24 | 2,334 | $4.97 | 2,334 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2022-10-24 | 158,286 | $0.00 | 158,286 | $0.00 |
| Class B Common Stock | Stock Option (right to buy) | Disposition | 2022-10-25 | 88,299 | $0.00 | 88,299 | $1.02 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2022-10-25 | 88,299 | $1.02 | 88,299 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2022-10-25 | 88,299 | $0.00 | 88,299 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 641,731 | 2028-04-05 | No | 4 | M | Direct | |
| 9,269 | No | 4 | M | Direct | ||
| 242,040 | 2029-08-28 | No | 4 | M | Direct | |
| 18,569 | No | 4 | M | Direct | ||
| 336,174 | 2030-02-26 | No | 4 | M | Direct | |
| 28,105 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 545,539 | 2028-04-05 | No | 4 | M | Direct | |
| 96,192 | No | 4 | M | Direct | ||
| 182,280 | 2029-08-28 | No | 4 | M | Direct | |
| 155,952 | No | 4 | M | Direct | ||
| 333,840 | 2030-02-26 | No | 4 | M | Direct | |
| 158,286 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 457,240 | 2028-04-05 | No | 4 | M | Direct | |
| 88,299 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- Each share of the Issuer's Class B Common Stock, par value $0.00001 per share (the "Class B Common Stock") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.00001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.
- Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
- The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on May 28, 2021 and subsequently modified on June 1, 2022.
- Represents the weighted average share price of an aggregate total of 28,105 shares sold in the price range of $24.50 to $24.51 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average share price of an aggregate total of 158,286 shares sold in the price range of $24.50 to $24.59 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average share price of an aggregate total of 88,299 shares sold in the price range of $24.50 to $24.57 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Option granted under the the Issuer's 2016 Equity Incentive Plan. Twenty-five percent (25%) of the shares subject to the option vested on April 5, 2019, and, thereafter, the remaining number of shares subject to the option vested in equal monthly installments over the following thirty-six (36) months.
- Option granted under the Issuer's 2016 Equity Incentive Plan. Twenty-five percent (25%) of the shares subject to the option vested on August 28, 2020, and, thereafter, remaining number of shares subject to the option shall vest in equal monthly installments over the following thirty-six (36) months.
- Option granted under the Issuer's 2016 Equity Incentive Plan. Twenty-five percent (25%) of the shares subject to the option vested on February 26, 2021, and, thereafter, the remaining number of shares subject to the option shall in equal monthly installments over following thirty-six (36) months.
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