Filing Details
- Accession Number:
- 0001062993-22-021114
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-10-25 19:36:00
- Reporting Period:
- 2022-10-23
- Accepted Time:
- 2022-10-25 19:36:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1645590 | Hewlett Packard Enterprise Co | HPE | Wholesale-Computers & Peripheral Equipment & Software (5045) | 473298624 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1812556 | B Neil Macdonald | C/O Hewlett Packard Enterprise Company 1701 E Mossy Oaks Road Spring TX 77389 | Evp, Gm Of Compute | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-10-23 | 13,885 | $13.47 | 16,615 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-10-23 | 4,803 | $13.47 | 11,812 | No | 4 | F | Direct | |
Common Stock | Disposition | 2022-10-25 | 2,452 | $13.60 | 9,360 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2022-10-23 | 13,885 | $0.00 | 13,885 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2022-01-07 | 384 | $0.00 | 384 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2022-01-07 | 1,369 | $0.00 | 1,369 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2022-01-07 | 3,237 | $0.00 | 3,237 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
12,871 | No | 4 | A | Direct | ||
44,024 | No | 4 | A | Direct | ||
100,766 | No | 4 | A | Direct |
Footnotes
- The total beneficial ownership includes the acquisition of 7.6590 shares at $17.2141 per share received on 01/07/22 through dividends paid in shares, 8.2690 shares at $16.0544 per share received on 04/08/22 through dividends paid in shares, 10.0510 shares at $13.3076 per share received on 07/08/22 through dividends paid in shares, and 10.7460 shares at $12.5591 per share received on 10/07/22 through dividends paid in shares.
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/11/22.
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- As previously reported, on 10/23/19, the reporting person was granted 37,453 Restricted Stock Units ("RSUs"), 12,484 of which vested on 10/23/20, 12,484 of which vested on 10/23/21, and 12,485 of which vested on 10/23/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 87.4606 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, 93.0559 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 113.5861 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 120.2408 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
- The number of derivative securities in column 5 also reflects 1,400 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6566 due to fractional rounding of the dividend.
- As previously reported, on 12/10/19, the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, 11,574 of which vested on 12/10/21, and 11,574 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 81.0788 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, 86.2658 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 105.2980 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 111.4671 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
- As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 288.99470 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, 307.48320 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 375.32070 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 397.30980 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
- As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 683.21540 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, 726.92420 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 887.29950 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 939.28410 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.