Filing Details
- Accession Number:
- 0001127602-22-024335
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-10-25 16:07:55
- Reporting Period:
- 2022-10-21
- Accepted Time:
- 2022-10-25 16:07:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1535929 | Voya Financial Inc. | VOYA | Life Insurance (6311) | 521222820 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1574979 | S Michael Smith | 230 Park Avenue New York NY 10169 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-10-21 | 4,792 | $62.56 | 200,302 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-10-21 | 3,550 | $63.33 | 196,752 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 48,787 | 48,787 | Direct | ||
| Common Stock | Performance Stock Unit | $0.00 | 98,774 | 98,774 | Direct | ||
| Common Stock | Performance-Based Stock Options | $0.00 | 182,374 | 182,374 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 48,787 | 48,787 | Direct | |
| 98,774 | 98,774 | Direct | |
| 182,374 | 182,374 | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.
- This transaction was executed in multiple trades at prices ranging from $62.17 to $63.158. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- This transaction was executed in multiple trades at prices ranging from $63.175 to $63.50. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.
- The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
- The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
- The options vest based on the conditions set forth in their respective agreements.
Billionaire Hedge Funds
