Filing Details
- Accession Number:
- 0001480248-11-000100
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-28 16:34:46
- Reporting Period:
- 2011-06-27
- Filing Date:
- 2011-06-28
- Accepted Time:
- 2011-06-28 16:34:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1394954 | Gt Solar International Inc. | SOLR | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1454514 | C David Gray | Gt Solar International, Inc. 243 Daniel Webster Highway Merrimack NH 03054 | Vp-Strategic Development | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Acquisiton | 2011-06-27 | 31,020 | $5.44 | 72,900 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 | Disposition | 2011-06-27 | 7,939 | $15.36 | 64,961 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 | Disposition | 2011-06-27 | 23,265 | $15.35 | 41,696 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 | Disposition | 2011-06-27 | 4,255 | $15.56 | 37,441 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Stock Option (Right to Buy) | Disposition | 2011-06-27 | 31,020 | $0.00 | 31,020 | $5.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
93,060 | 2020-06-02 | No | 4 | M | Direct |
Footnotes
- Sale of these shares were made by Mr. Gray pursuant to a Rule 10b5-1 plan adopted on May 26, 2011.
- The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $15.32 to $15.45. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $15.16 to $15.45. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $15.52 to $15.56. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Of these options, one fourth vested on June 2, 2011, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to June 2011.