Filing Details
- Accession Number:
- 0001209191-22-054207
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-10-20 17:52:00
- Reporting Period:
- 2022-10-18
- Accepted Time:
- 2022-10-20 17:52:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1477815 | Sweetgreen Inc. | SG | Retail-Eating Places (5812) | 271159215 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1885418 | Nathaniel Ru | C/O Sweetgreen, Inc. 3102 36Th Street Los Angeles CA 90018 | Chief Brand Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2022-10-18 | 400 | $0.00 | 400 | No | 4 | C | Indirect | See footnote |
| Class A Common Stock | Disposition | 2022-10-18 | 400 | $20.00 | 0 | No | 4 | S | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2022-10-18 | 400 | $0.00 | 400 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,813,717 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 2,121,899 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 180,904 | 180,904 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 400,000 | 400,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 180,904 | 180,904 | Indirect | |
| 400,000 | 400,000 | Indirect |
Footnotes
- Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.
- The shares are held by Nathaniel Ru Revocable Trust U/T/A dated October 7, 2016.
- Includes 2,100,000 shares subject to restricted stock units that vest over time and if and to the extent the issuer's stock price reaches specified levels.
- The shares are held by Jonathan Neman, as Trustee of the Nathaniel Espinoza Ru 2014 GRAT.
- The shares are held by the Ru Descendants Trust U/T/A dated September 17, 2021.
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