Filing Details

Accession Number:
0001271163-22-000047
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-10-19 16:24:19
Reporting Period:
2022-10-17
Accepted Time:
2022-10-19 16:24:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1378701 Gdl Fund GDL.E () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185533 J Mario Gabelli C/O Gamco Investors, Inc
One Corporate Center
Rye NY 10580
Yes No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series E Cumulative Preferred Shares Disposition 2022-10-17 200,000 $10.00 0 No 4 S Indirect E3M 2018, LLC
Series E Cumulative Preferred Shares Acquisiton 2022-10-17 200,000 $10.00 500,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect E3M 2018, LLC
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Series E Cumulative Preferred Shares 300,000 Indirect GAMCO Investors, Inc.
Series E Cumulative Preferred Shares 240,000 Indirect Associated Capital Group, Inc.
Series E Cumulative Preferred Shares 200,000 Indirect GGCP, Inc.
Footnotes
  1. Shares traded in a private transaction between related accounts
  2. The shares being reported are held at E3M 2018, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
  3. The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
  4. The shares reported reflect the total shares owned by Associated Capital Group, Inc. (AC). Mario J. Gabelli is the Executive Chair and controlling shareholder of AC. Mr. Gabelli has less than a 100% interest in AC and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
  5. The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.