Home > Insider Trading > Filing (0001271163-22-000046)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1585855	Gabelli Global Small & Mid Cap Value Trust	GGZ.B	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1185533	J Mario Gabelli	C/O Gamco Investors, Inc One Corporate Center Rye NY 10580		Yes	No	Yes	Yes

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Series B Cumulative Preferred Shares	Disposition	2022-10-17	158,554	$10.00	0	No	4	S	Indirect	E3M 2018, LLC
Series B Cumulative Preferred Shares	Acquisiton	2022-10-17	158,554	$10.00	288,174	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	E3M 2018, LLC
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Series B Cumulative Preferred Shares	158,554	Indirect	Associated Capital Group, Inc.
Series B Cumulative Preferred Shares	198,193	Indirect	GGCP, Inc.
Series B Cumulative Preferred Shares	79,278	Indirect	GPJ Retirement Partners
Series B Cumulative Preferred Shares	277,470	Indirect	E3M Investors, LLC

Footnotes

Shares traded in a private transaction between related accounts
The shares being reported are held at E3M 2018, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
The shares reported reflect the total shares owned by Associated Capital Group, Inc. (AC). Mario J. Gabelli is the Executive Chair and controlling shareholder of AC. Mr. Gabelli has less than a 100% interest in AC and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
The shares being reported are held at E3M Investors, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.