Filing Details
- Accession Number:
- 0001088327-22-000040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-10-17 18:43:20
- Reporting Period:
- 2022-10-15
- Accepted Time:
- 2022-10-17 18:43:20
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1088327 | Blair Lacorte | One Park Place Suite 200 Dublin CA 94568 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-10-15 | 11,893 | $0.90 | 2,722,630 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2022-10-17 | 12,093 | $0.17 | 2,734,723 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-10-17 | 12,093 | $0.90 | 2,722,630 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2022-10-17 | 12,093 | $0.00 | 12,093 | $0.17 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,144 | 2021-08-16 | 2028-09-17 | No | 4 | M | Direct |
Footnotes
- The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on May 20, 2022.
- This transaction was executed in multiple trades at prices ranging from $0.8687 to $0.9408. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.