Filing Details

Accession Number:
0001088327-22-000040
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-10-17 18:43:20
Reporting Period:
2022-10-15
Accepted Time:
2022-10-17 18:43:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1818644 Aeye Inc. LIDR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1088327 Blair Lacorte One Park Place
Suite 200
Dublin CA 94568
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-10-15 11,893 $0.90 2,722,630 No 4 F Direct
Common Stock Acquisiton 2022-10-17 12,093 $0.17 2,734,723 No 4 M Direct
Common Stock Disposition 2022-10-17 12,093 $0.90 2,722,630 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2022-10-17 12,093 $0.00 12,093 $0.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,144 2021-08-16 2028-09-17 No 4 M Direct
Footnotes
  1. The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.
  2. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on May 20, 2022.
  3. This transaction was executed in multiple trades at prices ranging from $0.8687 to $0.9408. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.