Home > Insider Trading > Filing (0001628280-22-026512)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1841925	Indie Semiconductor Inc.	INDI	Semiconductors & Related Devices (3674)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1865419	Steven Machuga	32 Journey Aliso Viejo CA 92656	Chief Operating Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2022-10-13	17,375	$0.00	153,053	No	4	M	Direct
Class A Common Stock	Disposition	2022-10-14	8,800	$6.84	144,253	No	4	F	Direct
Class A Common Stock	Disposition	2022-10-14	55,000	$6.84	89,253	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Restricted Stock Units	Disposition	2022-10-13	17,375	$0.00	17,375	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
62,281			No	4	M	Direct

Footnotes

Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
Represents shares of Class A common stock sold in the open market pursuant to a 10b5-1 plan to pay for withholding taxes in connection with the vesting of restricted stock units previously granted to the Reporting Person. This 10b5-1 plan was adopted by the Reporting Person on June 15, 2022, and modified on September 14, 2022.
The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.69 to $7.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
Represents shares of Class A common stock sold in the open market pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 15, 2022, and modified on September 14, 2022. The Reporting Person's 10b5-1 plan includes a series of automated open market sales with predetermined dates through February 28, 2023.
The Reporting Person was granted restricted stock units that vest over a two-year period with fifty percent (50%) vesting on January 13, 2022 and the remaining fifty percent (50%) vesting in equal monthly installments over the second year.