Filing Details
- Accession Number:
- 0001209191-22-053711
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-10-14 19:11:25
- Reporting Period:
- 2022-08-02
- Accepted Time:
- 2022-10-14 19:11:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1484565 | Soleno Therapeutics Inc | SLNO | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1021412 | W Jack Schuler | 100 N. Field Drive, Suite 360 Lake Forest IL 60045 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-08-02 | 353 | $2.55 | 646,836 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2022-08-03 | 2,520 | $2.54 | 644,316 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2022-08-04 | 5,103 | $2.46 | 639,213 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2022-08-05 | 6,696 | $2.52 | 632,517 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2022-08-08 | 6,824 | $2.64 | 625,693 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2022-08-10 | 8,006 | $2.65 | 617,687 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2022-08-11 | 2,675 | $2.72 | 615,012 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2022-08-12 | 16,667 | $2.65 | 598,345 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2022-08-15 | 53,333 | $2.93 | 545,012 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2022-08-16 | 7,718 | $2.88 | 537,294 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2022-08-17 | 5,212 | $2.90 | 532,082 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2022-08-18 | 10,833 | $2.80 | 521,249 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2022-08-19 | 7,876 | $2.73 | 513,373 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2022-08-22 | 4,571 | $2.68 | 508,802 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2022-08-23 | 173 | $2.62 | 508,629 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2022-08-24 | 10,888 | $2.50 | 497,741 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2022-08-25 | 8,394 | $2.42 | 489,347 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2022-08-26 | 22,681 | $2.41 | 466,666 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 527,453 | Indirect | See footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (right to buy) | $30.00 | 2018-12-21 | 2023-12-21 | 10,103 | 10,103 | Indirect |
Common Stock | Warrant (right to buy) | $4.50 | 2022-03-31 | 2027-03-31 | 266,666 | 266,666 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-12-21 | 10,103 | 10,103 | Indirect |
2027-03-31 | 266,666 | 266,666 | Indirect |
Footnotes
- The number of shares beneficially owned reflects the 1-for-15 reverse stock split effected August 26, 2022 (the "Stock Split").
- The securities are held by the Jack W. Schuler Living Trust, for which the Reporting Person serves as Trustee.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.5238 to $2.5463, which sale prices reflect the Stock Split. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (19) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.433 to $2.5305, which sale prices reflect the Stock Split.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.4765 to $2.535, which sale prices reflect the Stock Split.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.574 to $2.685, which sale prices reflect the Stock Split.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.61 to $2.7285, which sale prices reflect the Stock Split.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.715 to $2.7165, which sale prices reflect the Stock Split.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.58 to $2.6955, which sale prices reflect the Stock Split.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.85 to $3.03, which sale prices reflect the Stock Split.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.85 to $2.964, which sale prices reflect the Stock Split.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.8155 to $2.9685, which sale prices reflect the Stock Split.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.775 to $2.9895, which sale prices reflect the Stock Split.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.7015 to $2.7510, which sale prices reflect the Stock Split.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.598 to $2.736, which sale prices reflect the Stock Split.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.6175 to $2.6228, which sale prices reflect the Stock Split.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.4405 to $2.535, which sale prices reflect the Stock Split.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.4735, which sale prices reflect the Stock Split.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.4495, which sale prices reflect the Stock Split.
- The securities are held by the Schuler Education Foundation, for which the Reporting Person serves as President.
- The per share exercise price and number of shares subject to the warrant reflect the 1-for-15 reverse stock split effected August 26, 2022.