Filing Details

Accession Number:
0001209191-22-053711
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-10-14 19:11:25
Reporting Period:
2022-08-02
Accepted Time:
2022-10-14 19:11:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1484565 Soleno Therapeutics Inc SLNO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1021412 W Jack Schuler 100 N. Field Drive, Suite 360
Lake Forest IL 60045
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-08-02 353 $2.55 646,836 No 4 S Indirect See footnote
Common Stock Disposition 2022-08-03 2,520 $2.54 644,316 No 4 S Indirect See footnote
Common Stock Disposition 2022-08-04 5,103 $2.46 639,213 No 4 S Indirect See footnote
Common Stock Disposition 2022-08-05 6,696 $2.52 632,517 No 4 S Indirect See footnote
Common Stock Disposition 2022-08-08 6,824 $2.64 625,693 No 4 S Indirect See footnote
Common Stock Disposition 2022-08-10 8,006 $2.65 617,687 No 4 S Indirect See footnote
Common Stock Disposition 2022-08-11 2,675 $2.72 615,012 No 4 S Indirect See footnote
Common Stock Disposition 2022-08-12 16,667 $2.65 598,345 No 4 S Indirect See footnote
Common Stock Disposition 2022-08-15 53,333 $2.93 545,012 No 4 S Indirect See footnote
Common Stock Disposition 2022-08-16 7,718 $2.88 537,294 No 4 S Indirect See footnote
Common Stock Disposition 2022-08-17 5,212 $2.90 532,082 No 4 S Indirect See footnote
Common Stock Disposition 2022-08-18 10,833 $2.80 521,249 No 4 S Indirect See footnote
Common Stock Disposition 2022-08-19 7,876 $2.73 513,373 No 4 S Indirect See footnote
Common Stock Disposition 2022-08-22 4,571 $2.68 508,802 No 4 S Indirect See footnote
Common Stock Disposition 2022-08-23 173 $2.62 508,629 No 4 S Indirect See footnote
Common Stock Disposition 2022-08-24 10,888 $2.50 497,741 No 4 S Indirect See footnote
Common Stock Disposition 2022-08-25 8,394 $2.42 489,347 No 4 S Indirect See footnote
Common Stock Disposition 2022-08-26 22,681 $2.41 466,666 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 527,453 Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrant (right to buy) $30.00 2018-12-21 2023-12-21 10,103 10,103 Indirect
Common Stock Warrant (right to buy) $4.50 2022-03-31 2027-03-31 266,666 266,666 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-12-21 10,103 10,103 Indirect
2027-03-31 266,666 266,666 Indirect
Footnotes
  1. The number of shares beneficially owned reflects the 1-for-15 reverse stock split effected August 26, 2022 (the "Stock Split").
  2. The securities are held by the Jack W. Schuler Living Trust, for which the Reporting Person serves as Trustee.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.5238 to $2.5463, which sale prices reflect the Stock Split. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (19) to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.433 to $2.5305, which sale prices reflect the Stock Split.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.4765 to $2.535, which sale prices reflect the Stock Split.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.574 to $2.685, which sale prices reflect the Stock Split.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.61 to $2.7285, which sale prices reflect the Stock Split.
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.715 to $2.7165, which sale prices reflect the Stock Split.
  9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.58 to $2.6955, which sale prices reflect the Stock Split.
  10. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.85 to $3.03, which sale prices reflect the Stock Split.
  11. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.85 to $2.964, which sale prices reflect the Stock Split.
  12. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.8155 to $2.9685, which sale prices reflect the Stock Split.
  13. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.775 to $2.9895, which sale prices reflect the Stock Split.
  14. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.7015 to $2.7510, which sale prices reflect the Stock Split.
  15. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.598 to $2.736, which sale prices reflect the Stock Split.
  16. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.6175 to $2.6228, which sale prices reflect the Stock Split.
  17. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.4405 to $2.535, which sale prices reflect the Stock Split.
  18. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.4735, which sale prices reflect the Stock Split.
  19. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.4495, which sale prices reflect the Stock Split.
  20. The securities are held by the Schuler Education Foundation, for which the Reporting Person serves as President.
  21. The per share exercise price and number of shares subject to the warrant reflect the 1-for-15 reverse stock split effected August 26, 2022.