Filing Details
- Accession Number:
- 0001562180-22-007194
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-10-14 18:07:27
- Reporting Period:
- 2022-10-13
- Accepted Time:
- 2022-10-14 18:07:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 911962278 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1580577 | Michelle Draper | 3005 Tasman Drive Santa Clara CA 95054 | Chief Marketing Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-06-30 | 36 | $335.74 | 3,220 | No | 5 | A | Direct | |
Common Stock | Disposition | 2022-07-07 | 187 | $0.00 | 3,033 | No | 5 | G | Direct | |
Common Stock | Disposition | 2022-10-13 | 36 | $393.58 | 2,997 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | A | Direct | |
No | 5 | G | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 145 | Indirect | By 401(k)/ESOP |
Footnotes
- These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- Charitable donation of 187 shares by reporting person pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective December 3, 2021 (the "Trading Plan").
- Pursuant to the Trading Plan, the 36 shares acquired on June 30, 2022 had a designated sale period of July 1, 2022through July 6, 2022 for the disposition of such shares. Due to an error, the disposition was not processed during that designated sale period. The 36 shares were disposed on October 13, 2022 to correct the error.
- The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2022.