Filing Details
- Accession Number:
- 0001209191-22-053500
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-10-12 18:09:40
- Reporting Period:
- 2022-10-10
- Accepted Time:
- 2022-10-12 18:09:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1348036 | Avalara Inc. | AVLR | Services-Prepackaged Software (7372) | 911995935 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1741458 | M Scott Mcfarlane | 255 South King St. Suite 1800 Seattle WA 98104 | See Remarks | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-10-06 | 43,000 | $0.00 | 540,644 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2022-10-10 | 20,000 | $16.60 | 560,644 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-10-10 | 20,000 | $92.54 | 540,644 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2022-10-10 | 20,000 | $0.00 | 20,000 | $16.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,000 | 2028-01-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 109,375 | Indirect | By McFarlane Family Investments, LLC |
Footnotes
- The reported disposition represents a bona fide gift made by the Reporting Person.
- The sale was effected pursuant to a Rule 10b5-1 trading plan originally adopted by the Reporting Person on December 9, 2021, and amended on March 14, 2022.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.45 to $92.65, inclusive. Upon request by the Issuer, any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range.
- The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by McFarlane Family Investments, LLC, of which the Reporting Person is the sole manager and a member, except to the extent of his pecuniary interest therein, if any.
- 25% of the total shares subject to the option vested and became exercisable on January 1, 2019, and 1/48th of the total shares subject to the option vested and became exercisable monthly thereafter such that the option was fully vested and exercisable on January 1, 2022.