Filing Details
- Accession Number:
- 0001415889-22-010478
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-10-12 16:42:19
- Reporting Period:
- 2022-10-12
- Accepted Time:
- 2022-10-12 16:42:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1864208 | Guggenheim Active Allocation Fund | GUG | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1254593 | Jr E Ronald Toupin | 227 W. Monroe Street 7Th Floor Chicago IL 60606 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-10-12 | 145 | $13.67 | 5,729 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-10-12 | 1,000 | $13.68 | 6,729 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-10-12 | 1 | $13.69 | 6,730 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Billionaire Hedge Funds
