Filing Details

Accession Number:
0000899243-22-033322
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-10-07 20:18:00
Reporting Period:
2022-10-05
Accepted Time:
2022-10-07 20:18:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1830214 Ginkgo Bioworks Holdings Inc. DNA Biological Products, (No Disgnostic Substances) (2836) 872652913
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1873507 E. Mark Dmytruk C/O Ginkgo Bioworks Holdings, Inc.
27 Drydock Avenue
Boston MA 02210
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-10-05 618,242 $0.00 627,344 No 4 M Direct
Class A Common Stock Disposition 2022-10-06 279,255 $3.25 348,089 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2022-10-05 618,242 $0.00 0 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
39,891 No 4 M Direct
Footnotes
  1. Represents the conversion of shares of Class B Common Stock to shares of Class A Common Stock.
  2. Represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligation to be funded by a "sell to cover" transaction.
  3. Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.
  4. Excludes restricted stock units, which were previously reported as shares of Class B common stock on the Form 4 filed by the reporting person on March 14, 2022. Because the Issuer has the ability to settle such restricted stock units with shares of Class A common stock or cash upon vesting, restricted stock units will be reported separately from shares of Class B Common Stock in future reports.