Filing Details
- Accession Number:
- 0000899243-22-033322
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-10-07 20:18:00
- Reporting Period:
- 2022-10-05
- Accepted Time:
- 2022-10-07 20:18:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1830214 | Ginkgo Bioworks Holdings Inc. | DNA | Biological Products, (No Disgnostic Substances) (2836) | 872652913 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1873507 | E. Mark Dmytruk | C/O Ginkgo Bioworks Holdings, Inc. 27 Drydock Avenue Boston MA 02210 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2022-10-05 | 618,242 | $0.00 | 627,344 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2022-10-06 | 279,255 | $3.25 | 348,089 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2022-10-05 | 618,242 | $0.00 | 0 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
39,891 | No | 4 | M | Direct |
Footnotes
- Represents the conversion of shares of Class B Common Stock to shares of Class A Common Stock.
- Represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligation to be funded by a "sell to cover" transaction.
- Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.
- Excludes restricted stock units, which were previously reported as shares of Class B common stock on the Form 4 filed by the reporting person on March 14, 2022. Because the Issuer has the ability to settle such restricted stock units with shares of Class A common stock or cash upon vesting, restricted stock units will be reported separately from shares of Class B Common Stock in future reports.