Filing Details
- Accession Number:
- 0001437749-22-023776
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-10-06 18:14:22
- Reporting Period:
- 2022-10-04
- Accepted Time:
- 2022-10-06 18:14:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1029125 | Panbela Therapeutics Inc. | PBLA | Pharmaceutical Preparations (2834) | 870543922 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1652996 | T. Michael Cullen | 712 Vista Blvd #305 Waconia MN 55387 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-10-04 | 165,000 | $0.00 | 369,576 | No | 4 | P | Indirect | By Cullen Living Trust Dated April 23, 2009 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Cullen Living Trust Dated April 23, 2009 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants (right to buy) | Acquisiton | 2022-10-04 | 247,000 | $0.00 | 247,000 | $0.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
247,000 | 2022-10-04 | 2027-10-04 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 216,811 | Direct |
Footnotes
- Reported securities purchased as one share of common stock and one warrant to purchase one share of common stock for a combined price of $0.30 per share and warrant.