Filing Details
- Accession Number:
- 0001246360-11-002902
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-27 17:00:10
- Reporting Period:
- 2011-04-27
- Filing Date:
- 2011-06-27
- Accepted Time:
- 2011-06-27 17:00:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
791519 | Staples Inc | SPLS | Retail-Miscellaneous Shopping Goods Stores (5940) | 042896127 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1180656 | Ronald Sargent | Five Hundred Staples Drive Framingham MA 01702 | Chairman And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-27 | 5,310 | $0.00 | 46,994 | No | 4 | J | Indirect | Ronald L. Sargent Rev TR |
Common Stock | Disposition | 2011-04-27 | 5,310 | $0.00 | 10,483 | No | 4 | J | Indirect | Ronald L. Sargent GRAT 2007 |
Common Stock | Acquisiton | 2011-04-29 | 46,994 | $0.00 | 46,994 | No | 4 | J | Indirect | Ronald L. Sargent GRAT 2011 |
Common Stock | Acquisiton | 2011-04-29 | 157,006 | $0.00 | 204,000 | No | 4 | J | Indirect | Ronald L. Sargent GRAT 2011 |
Common Stock | Disposition | 2011-04-29 | 46,994 | $0.00 | 0 | No | 4 | J | Indirect | Ronald L. Sargent Rev TR |
Common Stock | Disposition | 2011-04-29 | 157,006 | $0.00 | 897,006 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2011-06-24 | 412,500 | $15.31 | 1,309,506 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-24 | 325,500 | $15.26 | 984,006 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | Ronald L. Sargent Rev TR |
No | 4 | J | Indirect | Ronald L. Sargent GRAT 2007 |
No | 4 | J | Indirect | Ronald L. Sargent GRAT 2011 |
No | 4 | J | Indirect | Ronald L. Sargent GRAT 2011 |
No | 4 | J | Indirect | Ronald L. Sargent Rev TR |
No | 4 | J | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to Purchase | Disposition | 2011-06-24 | 412,500 | $0.00 | 412,500 | $9.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2002-07-06 | 2011-08-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 654,887 | Indirect | Sargent Partners LLC |
Common Stock | 43,577 | Indirect | Sargent Family Inv. LLC |
Common Stock | 19,313 | Indirect | Jill Sargent Irr. TR |
Common Stock | 19,313 | Indirect | Ronald L. Sargent Irr. TR |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock Unit SERP | $0.00 | 7,904 | 7,996 | Direct | ||
Common Stock | Phantom Stock Unit 401(k) | $0.00 | 6,559 | 6,664 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
7,904 | 7,996 | Direct | |
6,559 | 6,664 | Direct |
Footnotes
- Phantom Stock Units are held in a SERP and are payable in cash following the reporting person's termination of employment. Number of underlying shares of common stock are based on June 24, 2011 account statement.
- See Table II, Column 2
- Phantom Stock Units are held in a 401(k) and are payable in cash following the reporting person's termination of employment. Number of underlying shares of common stock are based on June 24, 2011 account statement.
- Transfer from an indirect holding to an indirect holding.
- Transfer from an indirect holding to an indirect holding.
- Transfer from an indirect holding to an indirect holding.
- Transfer from a direct holding to an indirect holding.
- Transfer from a direct holding to an indirect holding.
- Column 8, See Table II, Column II
- Monthly Vesting: Restricted by vesting schedule as follows: 25% will vest on the Date Exercisable and 2.083% will vest each month thereafter.
- These shares were sold to satisfy the option costs and withholding tax liability associated with the exercise of non-qualified stock options granted in 2001.
- The price reported represents the weighted average sales price of shares sold on June 24, 2011. Shares were sold at prices ranging from $15.22 to $15.35 per share. The reporting person hereby undertakes, upon the request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.