Filing Details

Accession Number:
0001213900-22-062289
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-10-05 21:30:38
Reporting Period:
2022-10-03
Accepted Time:
2022-10-05 21:30:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1017303 Transact Technologies Inc TACT Computer Peripheral Equipment, Nec (3577) 061456680
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207269 R Bryant Riley 11100 Santa Monica Blvd
Suite 800
Los Angeles CA 90025
No No Yes No
1464790 B. Riley Financial, Inc. 11100 Santa Monica Blvd
Suite 800
Los Angeles CA 90025
No No Yes No
1505748 B. Riley Securities, Inc. 11100 Santa Monica Blvd
Suite 800
Los Angeles CA 90025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-10-03 32,226 $3.65 1,034,366 No 4 P Indirect By B. Riley Securities, Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By B. Riley Securities, Inc.
Footnotes
  1. This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley.
  2. BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the securities of TransAct Technologies, Inc. (the "Issuer") held of record by BRS. BRF expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of such Reporting Person's pecuniary interest therein.
  3. Bryant R. Riley, as Chairman and Co-Chief Executive Officer of BRF, has voting power and dispositive power over the securities of the Issuer held of record by BRS. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the securities of the Issuer held of record by BRS. Bryant R. Riley expressly disclaims beneficial ownership of the securities of the Issuer reported herein held indirectly except to the extent of his pecuniary interest therein.
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.64 to $3.65, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price.