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Filing Details

Accession Number:: 0001062993-22-020494
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-10-05 13:23:50
Reporting Period:: 2022-09-20

Accepted Time:: 2022-10-05 13:23:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1565717	S. Timothy Huval	Humana Inc. 500 West Main Street Louisville KY 40202	Chief Administrative Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Humana Common	Disposition	2022-09-20	800	$0.00	4,968	No	4	G	Direct
Humana Common	Acquisiton	2022-09-20	1,712	$307.97	6,680	No	4	M	Direct
Humana Common	Acquisiton	2022-09-20	4,058	$350.79	10,738	No	4	M	Direct
Humana Common	Acquisiton	2022-09-20	1,667	$376.61	12,405	No	4	M	Direct
Humana Common	Disposition	2022-09-20	7,437	$505.51	4,968	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	G	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Humana Common	Options	Disposition	2022-09-20	1,712	$0.00	1,712	$307.97
Humana Common	Options	Disposition	2022-09-20	4,058	$0.00	4,058	$350.79
Humana Common	Options	Disposition	2022-09-20	1,667	$0.00	1,667	$376.61

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
324	2026-02-25	No	4	M	Direct
2,030	2027-02-24	No	4	M	Direct
3,336	2028-02-22	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$425.06	2029-02-21	3,932	3,932	Direct
Humana Common	Restricted Stock Units	$0.00		404	404	Direct
Humana Common	Restricted Stock Units	$0.00		811	811	Direct
Humana Common	Restricted Stock Units	$0.00		1,085	1,085	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2029-02-21	3,932	3,932	Direct
	404	404	Direct
	811	811	Direct
	1,085	1,085	Direct

Footnotes

Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
Shares disposed of represent a gift/charitable donation, effective September 20, 2022, in which no value was received in return.
Price reported is weighted average sales price.