Filing Details
- Accession Number:
- 0000921895-11-001376
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-24 19:04:44
- Reporting Period:
- 2011-06-21
- Filing Date:
- 2011-06-24
- Accepted Time:
- 2011-06-24 19:04:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
949699 | Pharmacyclics Inc | PCYC | Pharmaceutical Preparations (2834) | 943148201 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1055919 | W Robert Duggan | 1933 Cliff Drive #30 Santa Barbara CA 93107 | Chairman & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-21 | 678,000 | $8.85 | 12,081,244 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,404 | Indirect | By child |
Common Stock | 8,404 | Indirect | By child |
Common Stock | 8,404 | Indirect | By child |
Common Stock | 8,404 | Indirect | By child |
Common Stock | 8,404 | Indirect | By child |
Common Stock | 1,024,046 | Indirect | By spouse |
Common Stock | 10,421 | Indirect | By Blazon Corp. |
Common Stock | 334,647 | Indirect | By MultiAccess Computing Corp. |
Common Stock | 524,114 | Indirect | Managed Accounts |
Footnotes
- Includes 1,909,676 Shares previously reported as owned by RWD Acquisition LLC ("RWD Acquisition"). Robert W. Duggan is the sole member of RWD Acquisition.
- Mr. Duggan disclaims beneficial ownership of such Shares except to the extent of his pecuniary interest therein.
- Shares directly owned by Blazon Corp. ("Blazon"). As the sole stockholder of Blazon, Mr. Duggan may be deemed to beneficially own the Shares owned by Blazon. Mr. Duggan disclaims beneficial ownership of such Shares except to the extent of his pecuniary interest therein.
- Shares directly owned by MultiAccess Computing Corp. ("MultiAccess"). As the sole stockholder of MultiAccess, Mr. Duggan may be deemed to beneficially own the Shares owned by MultiAccess. Mr. Duggan disclaims beneficial ownership of such Shares except to the extent of his pecuniary interest therein.
- Shares held in managed accounts pursuant to agreements with Robert W. Duggan & Associates ("RWD&A"), of which Robert W. Duggan is a principal. Mr. Duggan disclaims beneficial ownership of such Shares except to the extent of his pecuniary interest therein. The custody of 78,600 Shares previously held in managed accounts pursuant to agreements with RWD&A was returned to the clients as the relationships have expired. Accordingly, Mr. Duggan is no longer deemed to beneficially own such Shares.