Filing Details
- Accession Number:
- 0001167503-11-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-24 18:06:04
- Reporting Period:
- 2011-06-22
- Filing Date:
- 2011-06-24
- Accepted Time:
- 2011-06-24 18:06:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
912463 | Guess Inc | GES | Women's, Misses', Children's & Infants' Undergarments (2340) | 953679695 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1167503 | Maurice Marciano | C/O Guess?, Inc. 1444 South Alameda Street Los Angeles CA 90021 | Chairman Of The Board | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-06-22 | 375,000 | $42.60 | 9,618,571 | No | 4 | S | Indirect | by MM Trust |
Common Stock | Disposition | 2011-06-23 | 375,000 | $42.03 | 9,243,571 | No | 4 | S | Indirect | by MM Trust |
Common Stock | Acquisiton | 2011-06-23 | 35,850 | $18.10 | 147,900 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-06-23 | 90,000 | $22.03 | 237,900 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-23 | 125,850 | $42.01 | 112,050 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-06-24 | 90,000 | $41.51 | 9,153,571 | No | 4 | S | Indirect | by MM Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | by MM Trust |
No | 4 | S | Indirect | by MM Trust |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | by MM Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-06-23 | 35,850 | $0.00 | 35,850 | $18.10 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-06-23 | 90,000 | $0.00 | 90,000 | $22.03 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-03-06 | No | 4 | M | Direct | |
90,000 | 2019-04-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,164,971 | Indirect | by MFH IV, LLC |
Common Stock | 2,000,000 | Indirect | by MNM, LLC |
Common Stock | 2,000,000 | Indirect | by Next Step Capital LLC |
Common Stock | 70 | Indirect | by trust |
Footnotes
- The reported price represents the weighted average price for shares sold in multiple transactions ranging from $42.55 to $42.85. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
- Securities are held by the Maurice Marciano Trust (2005 Restatement), a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest.
- The reported price represents the weighted average price for shares sold in multiple transactions ranging from $41.95 to $42.04. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
- The reported price represents the weighted average price for shares sold in multiple transactions ranging from $41.50 to $41.52. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
- Shares are held by Marciano Financial Holdings IV, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his children.
- Shares are held by MNM Capital Holdings, LLC in accounts specifically allocated to trusts for the benefit of the reporting persons and his children.
- Securities are held by Next Step Capital LLC, of which the reporting person has sole investment power and exclusive pecuniary interest.
- Shares are held by Maurice Marciano Gift Trust FBO Caroline Marciano, of which the reporting person is the sole trustee.
- The option vested in full on January 1, 2010.
- The option vested 25% on each December 31 of 2009 and 2010. The balance of the option is scheduled to vest 25% on each December 31 of 2011 and 2012.