Filing Details

Accession Number:
0001167503-11-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-24 18:06:04
Reporting Period:
2011-06-22
Filing Date:
2011-06-24
Accepted Time:
2011-06-24 18:06:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
912463 Guess Inc GES Women's, Misses', Children's & Infants' Undergarments (2340) 953679695
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1167503 Maurice Marciano C/O Guess?, Inc.
1444 South Alameda Street
Los Angeles CA 90021
Chairman Of The Board Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-06-22 375,000 $42.60 9,618,571 No 4 S Indirect by MM Trust
Common Stock Disposition 2011-06-23 375,000 $42.03 9,243,571 No 4 S Indirect by MM Trust
Common Stock Acquisiton 2011-06-23 35,850 $18.10 147,900 No 4 M Direct
Common Stock Acquisiton 2011-06-23 90,000 $22.03 237,900 No 4 M Direct
Common Stock Disposition 2011-06-23 125,850 $42.01 112,050 No 4 S Direct
Common Stock Disposition 2011-06-24 90,000 $41.51 9,153,571 No 4 S Indirect by MM Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect by MM Trust
No 4 S Indirect by MM Trust
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Indirect by MM Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-06-23 35,850 $0.00 35,850 $18.10
Common Stock Employee Stock Option (right to buy) Disposition 2011-06-23 90,000 $0.00 90,000 $22.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-03-06 No 4 M Direct
90,000 2019-04-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,164,971 Indirect by MFH IV, LLC
Common Stock 2,000,000 Indirect by MNM, LLC
Common Stock 2,000,000 Indirect by Next Step Capital LLC
Common Stock 70 Indirect by trust
Footnotes
  1. The reported price represents the weighted average price for shares sold in multiple transactions ranging from $42.55 to $42.85. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
  2. Securities are held by the Maurice Marciano Trust (2005 Restatement), a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest.
  3. The reported price represents the weighted average price for shares sold in multiple transactions ranging from $41.95 to $42.04. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
  4. The reported price represents the weighted average price for shares sold in multiple transactions ranging from $41.50 to $41.52. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
  5. Shares are held by Marciano Financial Holdings IV, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his children.
  6. Shares are held by MNM Capital Holdings, LLC in accounts specifically allocated to trusts for the benefit of the reporting persons and his children.
  7. Securities are held by Next Step Capital LLC, of which the reporting person has sole investment power and exclusive pecuniary interest.
  8. Shares are held by Maurice Marciano Gift Trust FBO Caroline Marciano, of which the reporting person is the sole trustee.
  9. The option vested in full on January 1, 2010.
  10. The option vested 25% on each December 31 of 2009 and 2010. The balance of the option is scheduled to vest 25% on each December 31 of 2011 and 2012.