Filing Details
- Accession Number:
- 0000899243-22-032394
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-10-03 08:34:46
- Reporting Period:
- 2022-09-30
- Accepted Time:
- 2022-10-03 08:34:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1386570 | Chromadex Corp. | CDXC | Medicinal Chemicals & Botanical Products (2833) | 262940963 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1687026 | Holly Solina Shuen Hoi Chau | C/O Suites Pt. 2909 &Amp; 2910, Harbour Centre, 25 Harbour Road Wanchai K3 | No | No | Yes | No | |
| 1705335 | Ltd Holdings Step Pioneer | C/O Suites Pt. 2909 &Amp; 2910 Harbour Centre, 25 Harbour Road Wanchai K3 | No | No | Yes | No | |
| 1796851 | Ltd International Dvorak | C/O Suites Pt. 2909 &Amp; 2910, Harbour Centre, 25 Harbour Road Wanchai K3 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-09-30 | 960,000 | $1.25 | 7,885,641 | No | 4 | P | Indirect | See Footnotes |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See Footnotes |
Footnotes
- Pioneer Step Holdings Limited ("Pioneer Step") has agreed to purchase 960,000 shares of the Issuer's common stock pursuant to the Securities Purchase Agreement dated September 30, 2022 by and among the Issuer, Pioneer Step and other purchasers named therein.
- Of the total shares beneficially owned following the reported transaction (i) 6,917,783 shares of the Issuer's common stock are directly beneficially owned by Pioneer Step, (ii) 420,000 shares of the Issuer's common stock are directly beneficially owned by Dvorak International Limited ("Dvorak International"), and (iii) 547,858 shares of the Issuer's common stock are directly beneficially owned by Skyinvest Associates Limited ("Skyinvest Associates"). Chau Hoi Shuen Solina Holly ("Solina Chau") is the sole shareholder of each of Pioneer Step, Dvorak International, and Skyinvest Associates.
- (continued from Footnote 2) As such, Solina Chau may be deemed to beneficially own the shares of the Issuer's common stock directly held by Pioneer Step, Dvorak International and Skyinvest Associates. Solina Chau disclaims Section 16 beneficial ownership of the securities held by each of Pioneer Step, Dvorak International and Skyinvest Associes, except to the extent of her pecuniary interest therein, if any.
Billionaire Hedge Funds
