Home > Insider Trading > Filing (0000950142-22-002816)

Filing Details

Accession Number:: 0000950142-22-002816
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-09-30 19:05:36
Reporting Period:: 2022-06-06

Accepted Time:: 2022-09-30 19:05:36
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1828937	Finance Of America Companies Inc.	FOA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1771845	Edmond Safra	767 Fifth Avenue, 46Th Floor New York NY 10153		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2022-06-06	59,690	$2.04	3,657,505	No	4	P	Indirect	See footnote
Class A Common Stock	Acquisiton	2022-06-07	102,563	$2.17	3,760,068	No	4	P	Indirect	See footnote
Class A Common Stock	Acquisiton	2022-06-08	49,965	$2.15	3,810,033	No	4	P	Indirect	See footnote
Class A Common Stock	Acquisiton	2022-06-09	103,074	$2.12	3,913,107	No	4	P	Indirect	See footnote
Class A Common Stock	Acquisiton	2022-06-10	71,924	$2.02	3,985,031	No	4	P	Indirect	See footnote
Class A Common Stock	Acquisiton	2022-06-13	87,294	$1.95	4,072,325	No	4	P	Indirect	See footnote
Class A Common Stock	Acquisiton	2022-06-14	25,490	$1.91	4,097,815	No	4	P	Indirect	See footnote
Class A Common Stock	Acquisiton	2022-06-16	70,373	$1.81	4,168,188	No	4	P	Indirect	See footnote
Class A Common Stock	Acquisiton	2022-06-17	94,689	$1.80	4,262,877	No	4	P	Indirect	See footnote
Class A Common Stock	Acquisiton	2022-06-21	57,757	$1.86	4,320,634	No	4	P	Indirect	See footnote
Class A Common Stock	Acquisiton	2022-06-22	47,554	$1.81	4,368,188	No	4	P	Indirect	See footnote
Class A Common Stock	Acquisiton	2022-07-01	133,700	$1.67	4,501,888	No	4	P	Indirect	See footnote
Class A Common Stock	Acquisiton	2022-07-06	100,000	$1.70	4,601,888	No	4	P	Indirect	See footnote
Class A Common Stock	Acquisiton	2022-07-11	73,162	$1.73	4,675,050	No	4	P	Indirect	See footnote
Class A Common Stock	Acquisiton	2022-07-12	23,046	$1.74	4,698,096	No	4	P	Indirect	See footnote
Class A Common Stock	Acquisiton	2022-07-13	3,792	$1.74	4,701,888	No	4	P	Indirect	See footnote
Class A Common Stock	Disposition	2022-09-27	750,000	$0.00	3,951,888	No	4	J	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	J	Indirect	See footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	3,614,000	Indirect	See footnote

Footnotes

The securities are held directly by EMS Opportunity Ltd. and indirectly by Mr. Safra as the sole shareholder of EMS Capital Holding Inc., which is the general partner of EMS Capital LP, the investment manager of EMS Opportunity Ltd. Mr. Safra disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Distribution in kind of shares of Class A Common Stock. The closing market price of the Class A Common Stock on the date of the distribution was $1.42.
Excludes 4,258,500 unvested shares issued in the name of the Replay Sponsor, LLC ("Sponsor") that are subject to vesting and forfeiture. The 4,258,500 unvested shares are not entitled to receive any dividends or other distributions, do not have any other economic rights until such shares are vested, and will not be entitled to receive back dividends or other distributions or any other form of economic "catch-up" once they become vested. Additionally, for so long as they remain unvested, such shares are subject to restrictions on transfer and holders of unvested shares have no discretion in how such shares are voted. The securities are held directly by the Sponsor and indirectly by Edmond Safra and Gregorio Werthein as managers of the Sponsor. Each of Messrs. Safra and Werthein disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.