Filing Details
- Accession Number:
- 0001500624-11-000066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-24 14:51:53
- Reporting Period:
- 2011-06-23
- Filing Date:
- 2011-06-24
- Accepted Time:
- 2011-06-24 14:51:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1366367 | Yadkin Valley Financial Corp | YAVY | State Commercial Banks (6022) | 204495993 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1366361 | Jr A James Harrell | 835 Claremont Center Drive Elkin NC 28621 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-23 | 3,500 | $1.98 | 68,041 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock | $0.00 | 800 | 11,416 | Indirect | ||
Common Stock | Phantom Stock | $0.00 | 45 | 11,416 | Indirect | ||
Common Stock | Phantom Stock | $0.00 | 2,233 | 11,416 | Indirect | ||
Common Stock | Phantom Stock | $0.00 | 2,289 | 11,416 | Indirect | ||
Common Stock | Phantom Stock | $0.00 | 2,308 | 11,416 | Indirect | ||
Common Stock | Phantom Stock | $0.00 | 1,898 | 11,416 | Indirect | ||
Common Stock | Phantom Stock | $0.00 | 19 | 11,416 | Indirect | ||
Common Stock | Phantom Stock | $0.00 | 1,824 | 11,416 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
800 | 11,416 | Indirect | |
45 | 11,416 | Indirect | |
2,233 | 11,416 | Indirect | |
2,289 | 11,416 | Indirect | |
2,308 | 11,416 | Indirect | |
1,898 | 11,416 | Indirect | |
19 | 11,416 | Indirect | |
1,824 | 11,416 | Indirect |
Footnotes
- Each share of phantom stock is the equivalent of one common share. The shares of phantom stock become payable upon the reporting persons termination of service as a director.