Filing Details

Accession Number:
0001553350-22-000792
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-09-27 16:02:12
Reporting Period:
2022-09-23
Accepted Time:
2022-09-27 16:02:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1487198 Aspen Group Inc. ASPU Services-Educational Services (8200) 271933597
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1568530 Douglas Kass 276 Fifth Avenue
Suite 505
New York NY 10001
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-09-23 50,000 $0.43 173,000 No 4 P Indirect By Seabreeze Capital Partners LP
Common Stock Acquisiton 2022-09-26 11,500 $0.39 184,500 No 4 P Indirect By Seabreeze Capital Partners LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Seabreeze Capital Partners LP
No 4 P Indirect By Seabreeze Capital Partners LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 19,894 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4101 to $0.4373, inclusive. The Reporting Person undertakes to provide to Aspen Group, Inc., any security holder of Aspen Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.3711 to $0.40, inclusive. The Reporting Person undertakes to provide to Aspen Group, Inc., any security holder of Aspen Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence.
  3. The Reporting Person is the General Partner of Seabreeze Capital Partners LP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.