Filing Details
- Accession Number:
- 0001553350-22-000792
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-09-27 16:02:12
- Reporting Period:
- 2022-09-23
- Accepted Time:
- 2022-09-27 16:02:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1487198 | Aspen Group Inc. | ASPU | Services-Educational Services (8200) | 271933597 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1568530 | Douglas Kass | 276 Fifth Avenue Suite 505 New York NY 10001 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-09-23 | 50,000 | $0.43 | 173,000 | No | 4 | P | Indirect | By Seabreeze Capital Partners LP |
Common Stock | Acquisiton | 2022-09-26 | 11,500 | $0.39 | 184,500 | No | 4 | P | Indirect | By Seabreeze Capital Partners LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Seabreeze Capital Partners LP |
No | 4 | P | Indirect | By Seabreeze Capital Partners LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 19,894 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4101 to $0.4373, inclusive. The Reporting Person undertakes to provide to Aspen Group, Inc., any security holder of Aspen Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.3711 to $0.40, inclusive. The Reporting Person undertakes to provide to Aspen Group, Inc., any security holder of Aspen Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence.
- The Reporting Person is the General Partner of Seabreeze Capital Partners LP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.