Filing Details
- Accession Number:
- 0001209191-22-051258
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-09-26 16:57:15
- Reporting Period:
- 2022-09-22
- Accepted Time:
- 2022-09-26 16:57:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1577526 | C3.Ai Inc. | AI | Services-Prepackaged Software (7372) | 263999357 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1834678 | Shankar Sastry | C/O C3.Ai, Inc. 1300 Seaport Blvd, Suite 500 Redwood City CA 94063 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2022-09-22 | 79,142 | $0.60 | 103,782 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2022-09-22 | 79,142 | $13.19 | 24,640 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-09-22 | 79,142 | $0.00 | 79,142 | $0.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2022-10-24 | No | 4 | M | Direct |
Footnotes
- The sale of the shares was from the exercise of an option grant expiring on October 24, 2022.
- Represents weighted average sales price. The shares were sold at prices ranging from $13.05 to $13.39. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Due to rounding in connection with the reverse stock split, the total shares include 1 additional share that was not originally reported on the Reporting Person's Form 3.
- The option is fully vested.