Filing Details
- Accession Number:
- 0001209191-22-051192
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-09-23 20:45:23
- Reporting Period:
- 2022-09-21
- Accepted Time:
- 2022-09-23 20:45:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1822145 | Presto Automation Inc. | PRST | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1423905 | Jonas Grossman | C/O Ventoux Ccm Acquisition Corp. 1 East Putnam Avenue, Floor 4 Greenwich CT 06830 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-09-21 | 369,703 | $0.01 | 1,123,922 | No | 4 | S | Indirect | See Footnote |
Common Stock | Acquisiton | 2022-09-21 | 350,000 | $0.00 | 350,000 | No | 4 | A | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | A | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants to Purchase Common Stock | Disposition | 2022-09-21 | 166,650 | $0.00 | 166,650 | $11.50 |
Common Stock | Warrants to Purchase Common Stock | Disposition | 2022-09-21 | 183,315 | $0.00 | 183,315 | $11.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,058,350 | 2022-09-21 | 2027-09-21 | No | 4 | J | Indirect |
1,875,035 | 2022-09-21 | 2027-09-21 | No | 4 | J | Indirect |
Footnotes
- Represent securities held directly by Chardan International Investments, LLC, for which Jonas Grossman is the managing member.
- Represent shares received in connection with the closing of the Business Combination on September 21, 2022 (as defined in the Agreement and Plan of Merger, dated as of November 10, 2021, as further amended, by and among Ventoux CCM Acquisition Corp., a Delaware corporation ("VTAQ"), Ventoux Merger Sub I Inc., a Delaware corporation and a direct, wholly-owned subsidiary of VTAQ, Ventoux Merger Sub II, LLC, a Delaware limited liability company and a direct, wholly-owned subsidiary of VTAQ, and E La Carte, Inc., a Delaware corporation (d/b/a Presto, Inc.)), in satisfaction of certain underwriting fees owed to Chardan Capital Markets LLC.
- Represent securities held directly by Chardan Capital Markets LLC, for which Jonas Grossman is the managing member.
- Represent warrants transferred for no monetary consideration as inducement in connection with the closing of the Business Combination on September 21, 2022.
- Represent warrants cancelled for no monetary consideration as inducement in connection with the closing of the Business Combination on September 21, 2022.