Filing Details

Accession Number:
0001500624-11-000054
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-24 12:00:12
Reporting Period:
2011-06-23
Filing Date:
2011-06-24
Accepted Time:
2011-06-24 12:00:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366367 Yadkin Valley Financial Corp YAVY State Commercial Banks (6022) 204495993
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1366360 Jr Thomas John Alexander 1548 Royalty Circle
P. O. Box 1104
Statesville NC 28687
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-06-23 151 $1.98 23,536 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock $0.00 1,076 5,094 Indirect
Common Stcok Phantom Stock $0.00 1,103 5,094 Indirect
Common Stock Phantom Stock $0.00 1,112 5,094 Indirect
Common Stock Phantom Stock $0.00 915 5,094 Indirect
Common Stock Phantom Stock $0.00 879 5,094 Indirect
Common Stock Phantom Stock $0.00 9 5,094 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
1,076 5,094 Indirect
1,103 5,094 Indirect
1,112 5,094 Indirect
915 5,094 Indirect
879 5,094 Indirect
9 5,094 Indirect
Footnotes
  1. Each share of Phantom stock is the economic equivalent of one share of common stock. The shares of Phantom stock become payable in common stock upon reporting person's termination of service as a director.