Filing Details
- Accession Number:
- 0001500624-11-000054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-24 12:00:12
- Reporting Period:
- 2011-06-23
- Filing Date:
- 2011-06-24
- Accepted Time:
- 2011-06-24 12:00:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1366367 | Yadkin Valley Financial Corp | YAVY | State Commercial Banks (6022) | 204495993 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1366360 | Jr Thomas John Alexander | 1548 Royalty Circle P. O. Box 1104 Statesville NC 28687 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-23 | 151 | $1.98 | 23,536 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock | $0.00 | 1,076 | 5,094 | Indirect | ||
Common Stcok | Phantom Stock | $0.00 | 1,103 | 5,094 | Indirect | ||
Common Stock | Phantom Stock | $0.00 | 1,112 | 5,094 | Indirect | ||
Common Stock | Phantom Stock | $0.00 | 915 | 5,094 | Indirect | ||
Common Stock | Phantom Stock | $0.00 | 879 | 5,094 | Indirect | ||
Common Stock | Phantom Stock | $0.00 | 9 | 5,094 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,076 | 5,094 | Indirect | |
1,103 | 5,094 | Indirect | |
1,112 | 5,094 | Indirect | |
915 | 5,094 | Indirect | |
879 | 5,094 | Indirect | |
9 | 5,094 | Indirect |
Footnotes
- Each share of Phantom stock is the economic equivalent of one share of common stock. The shares of Phantom stock become payable in common stock upon reporting person's termination of service as a director.