Filing Details
- Accession Number:
- 0001209191-22-051069
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-09-22 19:38:09
- Reporting Period:
- 2022-06-27
- Accepted Time:
- 2022-09-22 19:38:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1699838 | Confluent Inc. | CFLT | Services-Prepackaged Software (7372) | 471824387 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1783302 | Christina Ying Liu | C/O Confluent, Inc. 899 W. Evelyn Avenue Mountain View CA 94041 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2022-06-27 | 9,000 | $0.00 | 41,114 | No | 4 | A | Direct | |
Class A Common Stock | Disposition | 2022-08-20 | 722 | $27.32 | 40,479 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2022-09-20 | 401 | $24.32 | 40,078 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest as to 12.5% of the shares every three months from June 20, 2022, such that the shares are fully vested on the two (2) year anniversary, subject to the reporting person's continuous service through each such vesting date.
- Represents the number of shares sold by the reporting person to cover the tax obligation realized upon the vesting of restricted stock units previously reported in Table I.
- Includes 87 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on August 15, 2022.
- The shares were sold at prices ranging from $23.93 to $24.33. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.