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Filing Details

Accession Number:: 0001213900-22-057608
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-09-21 12:09:34
Reporting Period:: 2021-06-25

Accepted Time:: 2022-09-21 12:09:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1473579	Nanomix Corp	NNMX	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1106287	Garrett Gruener	C/O Nanomix Corp., 2121 Williams Street San Leandro CA 94577		Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2022-03-02	25,160,338	$0.00	25,160,338	No	4	C	Direct
Common Stock	Acquisiton	2022-08-18	32	$0.57	25,160,370	No	4	P	Direct
Common Stock	Acquisiton	2022-08-19	2,968	$0.40	25,163,306	No	4	P	Direct
Common Stock	Acquisiton	2022-08-22	1,500	$0.36	25,174,838	No	4	P	Direct
Common Stock	Acquisiton	2022-08-22	11,500	$0.40	25,176,338	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Senior Secured Convertible Promissory Note	Acquisiton	2021-06-25	0	$1,603,778.00	134,771,261	$0.01
Common Stock	Common Stock Purchase Warrants	Acquisiton	2021-06-25	134,771,261	$0.00	134,771,261	$0.01
Common Stock	Senior Secured Convertible Promissory Note	Acquisiton	2022-02-28	0	$444,444.00	37,348,235	$0.01
Common Stock	Common Stock Purchase Warrants	Acquisiton	2022-02-28	37,348,235	$0.00	37,348,235	$0.01

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2021-06-25	2023-06-25	No	4	J	Direct
134,771,261	2021-06-25	2026-06-25	No	4	J	Direct
0	2022-02-28	2024-02-28	No	4	P	Direct
172,119,496	2022-02-28	2027-02-28	No	4	P	Direct

Footnotes

On June 25, 2021, Reporting Person exchanged a promissory note in the principal amount of $1,603,778 for (i) a senior secured convertible note for an aggregate principal amount of $1,603,778 (the "June 2021 Note") and (ii) a warrant to purchase 134,771,261 shares of the Issuer's common stock (the "June 2021 Warrant"). The June 2021 Note matures on June 25, 2023. The June 2021 Note is convertible at any time into shares of the Issuer's common stock equal to $0.0119 (the "Conversion Price"). The June 2021 Warrant is exercisable at any time into shares of common stock equal to $0.0119 (the "Exercise Price"). On March 2, 2022, the Conversion Price and Exercise Price were adjusted to $2.0587 upon consummation of the Issuer's previously announced reverse split. The Conversion Price and Exercise Price were again amended to $1.1717 in March 2022. At any time during any Event of Default, the Conversion Price in effect may be equal to the Alternative Conversion Price (as defined in the Note).
On February 28, 2022, Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $444,444 (the "February 2022 Note") and (ii) a warrant to purchase 37,348,235 shares of the Issuer's common stock (the "February 2022 Warrant") for an aggregate purchase price of $400,000. The February 2022 Note matures on February 28, 2024. The February 2022 Note is convertible at any time into shares of the Issuer's common stock at the Conversion Price. The June 2021 Warrant is exercisable at any time into shares of the Issuer's common stock at the Exercise Price. On March 2, 2022, the Conversion Price and Exercise Price were adjusted to $2.0587 upon consummation of the Issuer's previously announced reverse split. The Conversion Price and Exercise Price were again amended to $1.1717 in March 2022. At any time during the continuance of any Event of Default, the Conversion Price in effect may be equal to the Alternative Conversion Price.
On March 2, 2022, the Reporting Person's Series C Preferred Stock automatically converted into an aggregate of 25,160,338 shares of the Issuer's common stock upon consummation of the Issuer's previously announced reverse stock split.