Filing Details
- Accession Number:
- 0001437749-22-022755
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-09-19 18:44:37
- Reporting Period:
- 2022-09-15
- Accepted Time:
- 2022-09-19 18:44:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 763532 | Lsi Industries Inc | LYTS | Electric Lighting & Wiring Equipment (3640) | 310888951 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1708704 | E James Galeese | C/O Lsi Industries Inc. 10000 Alliance Rd Cincinnati OH 45242 | Executive Vp; Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2022-09-15 | 5,512 | $4.94 | 112,877 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2022-09-15 | 647 | $8.30 | 112,230 | No | 4 | F | Direct | |
| Common Shares | Disposition | 2022-09-15 | 4,865 | $8.30 | 107,365 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Option to Buy | Disposition | 2022-09-15 | 5,512 | $0.00 | 43,898 | $4.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 38,386 | 2028-08-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 43,395 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Shares | Option to Buy | $9.15 | 2027-06-12 | 60,000 | 60,000 | Direct | |
| Common Shares | Option to Buy | $5.92 | 2027-08-17 | 38,000 | 38,000 | Direct | |
| Common Shares | Option to Buy | $3.83 | 2029-08-21 | 75,606 | 75,606 | Direct | |
| Common Shares | Option to Buy | $6.80 | 2030-08-19 | 22,586 | 22,586 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2027-06-12 | 60,000 | 60,000 | Direct |
| 2027-08-17 | 38,000 | 38,000 | Direct |
| 2029-08-21 | 75,606 | 75,606 | Direct |
| 2030-08-19 | 22,586 | 22,586 | Direct |
Footnotes
- Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
- These holdings have previously been reported on Form 4.
- The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
- The options vest ratably over a three year time period.
- The reporting person sold 17,446 shares on September 13, 2022 and an additional 2,456 shares were withheld to pay taxes. This information corrects the information in Table I of the reporting persons September 13, 2022 Form 4.
Billionaire Hedge Funds
