Filing Details
- Accession Number:
- 0001209191-22-050535
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-09-19 16:51:23
- Reporting Period:
- 2022-09-19
- Accepted Time:
- 2022-09-19 16:51:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1923840 | Third Harmonic Bio Inc. | THRD | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1708269 | Atlas Venture Fund Xi, L.p. | 300 Technology Square, 8Th Floor Cambridge MA 02139 | No | No | Yes | No | |
1759241 | Atlas Venture Opportunity Fund I, L.p. | 300 Technology Square, 8Th Floor Cambridge MA 02139 | No | No | Yes | No | |
1780065 | Atlas Venture Associates Opportunity I, L.p. | 300 Technology Square, 8Th Floor Cambridge MA 02139 | No | No | Yes | No | |
1780066 | Atlas Venture Associates Opportunity I, Llc | 300 Technology Square, 8Th Floor Cambridge MA 02139 | No | No | Yes | No | |
1780067 | Atlas Venture Associates Xi, Llc | 300 Technology Square, 8Th Floor Cambridge MA 02139 | No | No | Yes | No | |
1780068 | Atlas Venture Associates Xi, L.p. | 300 Technology Square, 8Th Floor Cambridge MA 02139 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-09-19 | 6,472,374 | $0.00 | 10,013,763 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2022-09-19 | 300,000 | $17.00 | 10,313,763 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2022-09-19 | 594,096 | $0.00 | 594,096 | No | 4 | C | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | P | Direct | |
No | 4 | C | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-1 Preferred Stock | Disposition | 2022-09-19 | 3,541,390 | $0.00 | 3,541,390 | $0.00 |
Common Stock | Series A-2 Preferred Stock | Disposition | 2022-09-19 | 2,282,537 | $0.00 | 2,282,537 | $0.00 |
Common Stock | Series A-3 Preferred Stock | Disposition | 2022-09-19 | 648,447 | $0.00 | 648,447 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2022-09-19 | 594,096 | $0.00 | 594,096 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- Each share of the Issuer's Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series A-3 Preferred Stock, and Series B Preferred Stock automatically converted into the number of shares of the Issuer's Common Stock based on a 1 to 2.259 reverse stock conversion ratio immediately prior to the closing of the Issuer's initial public offering and has no expiration date.
- The shares are held directly by Atlas Venture Fund XI, L.P. ("Atlas Venture Fund XI"). The general partner of Atlas Venture Fund XI is Atlas Venture Associates XI, L.P. ("AVA XI LP"). Atlas Venture Associates XI, LLC ("AVA XI LLC") is the general partner of AVA XI LP. Each of AVA XI LP and AVA XI LLC disclaims Section 16 beneficial ownership of the securities held by Atlas Venture Fund XI, except to the extent of its pecuniary interest therein, if any.
- On September 19, 2022, Atlas Venture Fund XI purchased 300,000 shares of common stock of the Issuer at a purchase price of $17.00 per share pursuant to an underwritten public offering.
- The shares are held directly by Atlas Venture Opportunity Fund I, L.P. ("Atlas Venture Opportunity Fund I"). The general partner of Atlas Venture Opportunity Fund I is Atlas Venture Associates Opportunity I, L.P. ("AVAO I LP"). Atlas Venture Associates Opportunity I, LLC ("AVAO I LLC") is the general partner of AVAO I LP. Each of AVAO I LP and AVAO I LLC disclaims Section 16 beneficial ownership of the securities held by Atlas Venture Opportunity Fund I, except to the extent of its pecuniary interest therein, if any.
- The balance has been reduced by one share to adjust for an overstatemnet of one share in Reporting Person's Form 3 filed on September 14, 2022.